Lisa K Polsky

	Company	# of Roles
	Merrill Lynch & Co Inc	11
	MORGAN STANLEY	11
	MORGAN STANLEY CAPITAL TRUST II	11
	Piper Jaffray Cos	10
	Investools	10
	Banker Trust	8
	Capital Market Risk Advisors Inc	8
	CIT Group Inc	7
	Jane Street Capital LLC	6
	Jane Street Capital	5
	Citibank NA	5
	Jane Street	5
	Lisa K Polsky Partners	4
	Algorithmics	4
	New York University	3
	University of Chicago	3
	General Electric	3
	International Swaps & Derivatives Association	2
	Duff Capital Advisors	2
	Philadelphia Stock Exchange	2
	International Association of Financial Engineers	2
	Predex Corp	2
	Hedge Fund	1
	ISDA	1
	Hall of Fame	1
	Polsky Partners	1

Board Member

INDEPENDENT DIRECTOR at Piper Jaffray Cos
thinkorswim Group From: 2-2007
DIRECTOR at Piper Jaffray Cos
From: 4-2008
DIRECTOR at Piper Jaffray Cos
From: 5-2007
DIRECTOR at Piper Jaffray Cos
CHAIRMAN Compensation Committee From: 1-2007
INDEPENDENT DIRECTOR at Investools
From: 2-2007
INDEPENDENT DIRECTOR at Investools
From: 1-2007
DIRECTOR at Investools

Executive

FOUNDER at Lisa K Polsky Partners
From: 3-2002
INDEPENDENT DIRECTOR at Investools
Member of Audit Committee and Member of Nominating From: 1-2007
PARTNER at Investools
From: 3-2002
INDEPENDENT DIRECTOR at Investools
Member of Audit Committee From: 1-2007
EXECUTIVE VICE PRESIDENT at CIT Group Inc
From: 5-2010
EXECUTIVE at CIT Group Inc
VICE PRESIDENT at CIT Group Inc
EXECUTIVE VICE PRESIDENT at CIT Group Inc
HEAD at Duff Capital Advisors
Global Investment Solutions
PARTNER at Duff Capital Advisors
HEAD at MORGAN STANLEY
product development
PRESIDENT at Polsky Partners
From: 3-2002
DIRECTOR at MORGAN STANLEY CAPITAL TRUST II
thinkorswim Group From: 11-2009
EXECUTIVE at Capital Market Risk Advisors Inc
From: 11-2007
HEAD at Capital Market Risk Advisors Inc
Global Investment Solutions From: 12-2009
Affiliated with Capital Market Risk Advisors Inc
HEAD at Capital Market Risk Advisors Inc
Global Investment Solutions From: 3-2012
EXECUTIVE OFFICER at Capital Market Risk Advisors Inc
PARTNER at Capital Market Risk Advisors Inc
From: 3-2008
CHIEF RISK OFFICER at CIT Group Inc
From: 5-2010
PRESIDENT at Investools
Polsky From: 3-2002
FOUNDER at Lisa K Polsky Partners
From: 3-2002

Business Connection

Affiliated with Piper Jaffray Cos
From: 3-2008
Affiliated with Citibank NA
From: 11-2007
Affiliated with Citibank NA
From: 3-2012
Affiliated with Investools
ADVISOR at Jane Street
From: 5-2010
Affiliated with MORGAN STANLEY
From: 11-2007
Affiliated with Hall of Fame
Affiliated with General Electric
Affiliated with Predex Corp
From: 3-2012
Affiliated with Predex Corp
From: 11-2007
ADVISOR at Capital Market Risk Advisors Inc
From: 3-2008

General Employment

INDEPENDENT DIRECTOR at Investools
Affiliated with Jane Street
Affiliated with Jane Street Capital LLC
From: 5-2010
Affiliated with Jane Street Capital
From: 2-2010

Non-Corporate Leadership

EXECUTIVE at New York University
DIRECTOR at ISDA

Ownership

Beneficial Ownership of Securities at Piper Jaffray Cos
Beneficial Ownership of Securities at Investools
Beneficial Ownership of Securities at CIT Group Inc

Board Member

DIRECTOR at International Swaps & Derivatives Association
From: 3-2012 (Past)
DIRECTOR at International Swaps & Derivatives Association
From: 3-2012 (Past)
DIRECTOR at MORGAN STANLEY
(Past)

Executive

HEAD at Hedge Fund
(Past)
PRESIDENT at Lisa K Polsky Partners
From: 3-2002 (Past)
PRESIDENT at Lisa K Polsky Partners
From: 3-2002 (Past)
PRESIDENT at Jane Street Capital
Polsky (Past)
HEAD at Jane Street Capital
global investment solutions From: 3-2008 (Past)
PARTNER at Jane Street Capital
From: 3-2008 (Past)
HEAD at Piper Jaffray Cos
global investment solutions From: 3-2008 (Past)
PRESIDENT at Piper Jaffray Cos
Lisa K Polsky (Past)
PARTNER at Piper Jaffray Cos
From: 3-2008 (Past)
PRESIDENT at Piper Jaffray Cos
Polsky (Past)
HEAD at Citibank NA
(Past)
VICE PRESIDENT at Citibank NA
From: 1-1980 To: 1-1990 (Past)
VICE PRESIDENT at Citibank NA
From: 1-1980 To: 1-1990 (Past)
HEAD at Merrill Lynch & Co Inc
client financing services From: 10-2000 To: 3-2002 (Past)
MANAGING DIRECTOR at Merrill Lynch & Co Inc
From: 10-2000 To: 3-2002 (Past)
HEAD at Merrill Lynch & Co Inc
client financing services From: 3-2008 (Past)
HEAD at Merrill Lynch & Co Inc
Prime (Past)
HEAD at Merrill Lynch & Co Inc
Prime Broker and Collateralized Finance (Past)
HEAD at Merrill Lynch & Co Inc
leveraged client channel From: 10-2000 To: 3-2002 (Past)
HEAD at Merrill Lynch & Co Inc
leveraged client channel (Past)
HEAD at Jane Street
Risk & Investment Solutions From: 1-2008 To: 1-2009 (Past)
HEAD at Jane Street
Risk (Past)
PARTNER at Jane Street
From: 1-2008 To: 1-2009 (Past)
CHIEF RISK OFFICER at CIT Group Inc
From: 5-2010 (Past)
CHIEF RISK OFFICER at MORGAN STANLEY
(Past)
HEAD at MORGAN STANLEY
Risk Policy Group (Past)
HEAD at MORGAN STANLEY
risk policy (Past)
HEAD at MORGAN STANLEY
Global Risk (Past)
MANAGING DIRECTOR at MORGAN STANLEY
From: 1-1995 To: 1-2000 (Past)
MANAGING DIRECTOR at MORGAN STANLEY
Credit and Insurance (Past)
HEAD at Banker Trust
Derivatives From: 3-2012 (Past)
PARTNER at Banker Trust
From: 1-1990 To: 1-1995 (Past)
HEAD at Banker Trust
Hedge Fund Business From: 3-2012 (Past)
HEAD at Banker Trust
Hedge Fund Business (Past)
HEAD at Banker Trust
(Past)
PRESIDENT at Jane Street Capital LLC
Polsky From: 3-2009 (Past)
PARTNER at Jane Street Capital LLC
From: 3-2008 (Past)
HEAD at Jane Street Capital LLC
global investment solutions From: 3-2008 (Past)
PRESIDENT at Jane Street Capital LLC
Lisa K Polsky (Past)
CHIEF at MORGAN STANLEY CAPITAL TRUST II
Derivative Strategist From: 1-1995 To: 1-2000 (Past)
MANAGING DIRECTOR at MORGAN STANLEY CAPITAL TRUST II
From: 1-1996 To: 1-2000 (Past)
HEAD at MORGAN STANLEY CAPITAL TRUST II
Product Development From: 1-1995 To: 1-2000 (Past)
HEAD at MORGAN STANLEY CAPITAL TRUST II
Risk Policy From: 1-1995 To: 1-2000 (Past)
HEAD at MORGAN STANLEY CAPITAL TRUST II
product development From: 1-1996 To: 1-2000 (Past)
MANAGING DIRECTOR at MORGAN STANLEY CAPITAL TRUST II
From: 1-1995 To: 1-2000 (Past)
CHIEF RISK OFFICER at MORGAN STANLEY CAPITAL TRUST II
From: 1-1996 To: 1-2000 (Past)
CHIEF at MORGAN STANLEY CAPITAL TRUST II
Derivative Strategist From: 1-1995 To: 1-2000 (Past)
CHIEF RISK OFFICER at MORGAN STANLEY CAPITAL TRUST II
From: 1-1995 To: 1-2000 (Past)
Founder at Capital Market Risk Advisors Inc
(Past)
MANAGING DIRECTOR at Merrill Lynch & Co Inc
From: 10-2000 To: 3-2002 (Past)
HEAD at MORGAN STANLEY CAPITAL TRUST II
risk policy From: 1-1996 To: 1-2000 (Past)
HEAD at Banker Trust
Derivatives From: 3-2012 (Past)
PARTNER at Banker Trust
From: 1-1990 To: 1-1995 (Past)

Business Connection

ADVISOR at Jane Street Capital
From: 3-2008 (Past)
ADVISOR at Algorithmics
(Past)
ADVISOR at Algorithmics
From: 3-2012 (Past)
ADVISOR at University of Chicago
Degree Program From: 3-2012 (Past)
ADVISOR at University of Chicago
From: 3-2012 (Past)
Affiliated with Merrill Lynch & Co Inc
From: 1-2000 To: 1-2002 (Past)
Affiliated with Merrill Lynch & Co Inc
From: 10-2000 To: 3-2002 (Past)
ADVISOR at Jane Street Capital LLC
From: 3-2008 (Past)
Affiliated with Banker Trust
From: 1-1990 To: 1-1995 (Past)

General Employment

BROKER at Merrill Lynch & Co Inc
(Past)
Affiliated with MORGAN STANLEY
From: 3-2012 (Past)
Affiliated with MORGAN STANLEY
From: 3-2012 (Past)
AFFILIATE at General Electric
Finance (Past)
AFFILIATE at General Electric
Finance From: 3-2012 (Past)

Non-Corporate Leadership

ADVISER at University of Chicago
(Past)
DIRECTOR at Philadelphia Stock Exchange
From: 3-2012 (Past)
DIRECTOR at Philadelphia Stock Exchange
(Past)
DIRECTOR at International Association of Financial Engineers
From: 3-2012 (Past)
DIRECTOR at International Association of Financial Engineers
(Past)

Education

Degree at Algorithmics
From: 3-2012 (Past)
Degree at Algorithmics
From: 3-2012 (Past)
bachelor at New York University
From: 4-2009 To: 1-1978 (Past)
Bachelor at New York University
From: 3-2012 To: 1-1978 (Past)

Company Affiliations

Current Affiliations

Past Affiliations