Relationships of Dealers Inc Mutual Connections Positions / Titles
Alex W Peters     MEMBER, SECURITY ANALYSTS, MEMBER – C F A Institute, SECURITY ANALYSTS – San Francisco show details and sources...
Alice Kane     MEMBER – Board of GovernorsPAST, GENERAL COUNSEL – for th, MEMBER – Board of GovernorsPAST, DIRECTORPAST show details and sources...
Anson McC Beard Jr     VICE CHAIRMANPAST, CHAIRMANPAST, DIRECTORPAST, VICE CHAIRMANPAST show details and sources...
Anthony Benedict Petrelli     MEMBER – Corporate Finance Committee, CHAIRMAN – Business District Conduct CommitteePAST, MEMBER – Statutory Disqualifications CommitteePAST show details and sources...
Brian Williamson     CHAIRMAN – Gerrard GroupPAST, DIRECTOR – Templeton Emerging Markets Investment TrustPASTPAST, GOVERNORPAST, DIRECTOR – ResolutionPAST, DIRECTOR – Climate ExchangePAST show details and sources...
C Johnson     GeneralEmployment PAST From: 12/1/2007, CHAIRMAN, CHAIRMAN – U S Olympic CommitteePAST show details and sources...
Chris Whitlock     REPRESENTATIVE, REPRESENTATIVE, AGENT – State Law License, MUNICIPAL SECURITIES PRINCIPAL – General Securities, MUNICIPAL SECURITIES PRINCIPAL show details and sources...
Clarence L James Jr     COMMISSIONERPAST, CHAIRMAN – Copyright Royalty TribunalPAST, MANAGING PARTNER – JamesPAST, DIRECTOR show details and sources...
David A Fisher     BROKER, REGISTERED REPRESENTATIVE, MEMBER – American, REGISTERED REPRESENTATIVE, AGENT, AGENT show details and sources...
David C Newmanmba     AGENT – for life insurancePAST, INVESTMENT ADVISOR, ADMINISTRATORPAST, ACTUARYPAST, REPRESENTATIVEPAST show details and sources...
David Gladstone     FOUNDERPAST, FOUNDERPAST, MEMBER – Listings and Hearings CommitteePAST, INVESTORPAST, MEMBER – Listings and Hearing Committee, INVESTORPAST, MANAGING MEMBER – CapitalPAST, MEMBER – Listings and Hearings CommitteePAST show details and sources...
Eric M Hender     REGISTERED PRINCIPAL, MEMBER – District Four Conduct CommitteePAST, MEMBER – National Association of Securities Dealers District Four Conduct CommitteePAST, PRINCIPAL, MEMBER – District Four Conduct Committee and the Securities Industry Associations Central States CommitteePAST, MEMBER – District Four Conduct Committee and the Securities Industry Associations Central States CommitteePAST show details and sources...
Frank G Zarb     CHAIRMANPAST, CHIEF EXECUTIVE OFFICERPAST, CHIEF EXECUTIVE OFFICERPAST, CHAIRMANPAST, SENIOR ADVISER, CHAIRMANPAST, CHIEF EXECUTIVE OFFICER show details and sources...
Frank J Formica     ATTORNEY – Office, DIRECTOR – NASD s Congressional and State Liaison DepartmentPAST, DIRECTOR, DIRECTOR – Corporate Finance DepartmentPAST, ADMINISTRATOR – Association, BROKER – OfficePAST, DEPUTY GENERAL COUNSELPAST, EXECUTIVEPAST, DIRECTOR – NASDa s Congressional and State Liaison DepartmentPASTPAST, VICE PRESIDENTPAST, DEALER show details and sources...
Franklin C Golden     CHAIRMANPAST, DIRECTOR – District 7 Business Conduct CommitteePAST, EXECUTIVEPAST, CHAIRMAN – District 7 Business Conduct CommitteePAST show details and sources...
H Furlong Baldwin     GOVERNOR, EXECUTIVE, CHAIRMAN, MEMBER – Financial Industry Regulatory Authority FINRAPAST show details and sources...
Hardwick Simmons     CHAIRMANPAST, CHAIRMANPAST, PRESIDENTPAST, CHIEF EXECUTIVE OFFICER – public companyPAST, PRESIDENT – private client groupPAST, DIRECTORPAST, CHIEF EXECUTIVE OFFICER – broker dealer subsidiaryPAST show details and sources...
Howard Brenner     DIRECTORPAST, MEMBER – District 10 Committee, DIRECTOR – GovernorsPAST, MEMBER – Board of GovernorsPAST show details and sources...
James C Gilstrap     DIRECTORPAST, PRESIDENT, MEMBER – Association, MEMBER – PGA West, DIRECTOR – GovernorsPAST show details and sources...
James D Thorp     INVESTMENT ADVISOR, REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR, REGISTERED REPRESENTATIVE show details and sources...
James E Burton     CHAIRMAN – Audit Committee, MEMBER – Finance and Investment Committee, MEMBER – Advisory Board, CHAIRMAN – Audit Committee, DIRECTOR OF THE BOARD – Governors, MEMBER – Finance and Investment Committee show details and sources...
Jerry L Williams     VICE-CHAIRMAN – District Committee, VICE CHAIRMAN – District Committee, DIRECTOR OF THE BOARD, MEMBER, DIRECTOR, VICE CHAIRMAN – District Committee show details and sources...
John D Kuhns     MEMBER, CHAIRMANPAST, INVESTMENT ADVISOR, DEALER, CHIEF EXECUTIVE OFFICERPAST, BROKER, INVESTMENT ADVISOR show details and sources...
John G McDonald     VICE CHAIRMANPAST, VICE CHAIRMANPAST, VICE CHAIRMAN – Governors, VICE-CHAIRMANPAST, DIRECTOR – GovernorsPAST, DIRECTORPAST, DIRECTOR OF THE BOARDPAST show details and sources...
John J Brennan     MEMBER – Investment Committee, MEMBER OF EXECUTIVE COMMITTEE, DIRECTOR, MEMBER – Finance Committee, MEMBER – Investment Committee, MEMBER – Finance Committee, MEMBER – Board of Governors, MEMBER – Management Compensation Committee, MEMBER OF EXECUTIVE COMMITTEE show details and sources...
John W Bachmann     BusinessConnection From: 2001, DIRECTORPAST, MEMBER – board, MEMBER – board, CHAIRMAN – District 4 show details and sources...
John Washington Rogers Jr     DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST show details and sources...
Justin P Klein     MEMBER, CHAIR, SPEAKER, SPEAKER, CHAIRMAN show details and sources...
Kenneth M Duberstein     CHAIRMAN, DIRECTOR – Governors, CHIEF EXECUTIVE OFFICER, DIRECTOR show details and sources...
Kent N Mastores     CHAIRMAN – Bay AreaPAST, CHAIRMAN – Bay AreaPAST, GENERAL COUNSEL – GroupPASTPAST show details and sources...
Kimberly Lyn Adams     PRINCIPAL, REPRESENTATIVE, REPRESENTATIVE, REGISTERED REPRESENTATIVE, CONSULTANT, REGISTERED REPRESENTATIVE show details and sources...
Mary Ann Dunda     PRINCIPAL, REGISTERED REPRESENTATIVE, ASSOCIATE MEMBER – Texas Association, EXECUTIVE – Association show details and sources...
Mary L Schapiro     DIRECTORPAST, CHAIRMAN, VICE CHAIRMANPAST show details and sources...
Melinda G LeGaye     FINANCIAL AND OPERATIONS PRINCIPAL, AGENT – Law Examination, REPRESENTATIVE – Commodities, REPRESENTATIVE, PRINCIPAL – General Securities, REPRESENTATIVE – Commodities, PRINCIPAL – Direct Participation Program, AGENT – Law Examination, REPRESENTATIVE, MUNICIPAL SECURITIES PRINCIPAL – Direct Participation Program show details and sources...
Michael S Segal     BROKER – Dealer registeredPASTPAST, PRESIDENTPAST, MEMBERPAST show details and sources...
Michael W Brown     MEMBER – University, CHAIRMAN – Stock Market Board of DirectorsPAST, MEMBER – University of Washington Business School Advisory Board, MEMBER – University of Washington Business School Advisory Board, GOVERNORPAST, GOVERNORPAST show details and sources...
Michele D Vaillancourt     UNDERWRITER, INVESTOR, GENERAL COUNSEL show details and sources...
Neil J Hennessy     MEMBER – District 1 Business Conduct CommitteePAST, CHAIRMAN – District 1 Business Conduct CommitteePAST, CHAIRMAN – District 1 Business Conduct CommitteePAST, MEMBER – District 1 Business Conduct CommitteePAST show details and sources...
Peter E Bancroft     BROKER, MEMBER – American and Maryland Bar Associations, MEMBER – American and Maryland Bar Associations show details and sources...
Richard J Deagazio     LEADERPAST, DIRECTORPAST, PRESIDENT – Real Estate Securities and Syndication InstitutePAST show details and sources...
Robert F Hollister     CERTIFIED FINANCIAL PLANNER, CONTROLLER – Broker dealerPAST, CHIEF FINANCIAL OFFICER – broker dealerPAST show details and sources...
Robert H Crutchfield     REGISTERED REPRESENTATIVE, PRINCIPAL, SENIOR VICE PRESIDENT – regional investment banking firm, REGISTERED REPRESENTATIVE show details and sources...
Robert R Glauber     CHAIRMANPAST, PRESIDENTPAST, CHIEF EXECUTIVE OFFICERPASTPAST, CHAIRMANPAST show details and sources...
Sandra K Steffeney     AGENT, CO-OWNER – local financial planning practicePAST, VICE PRESIDENT – broker dealer subsidiaryPAST, EXECUTIVE – local financial planning practicePAST, INVESTMENT ADVISOR, SECURITIES REPRESENTATIVE, MEMBER, REPRESENTATIVE, DISTRICT MANAGER – insurance company subsidiaryPAST, PRINCIPAL show details and sources...
Terry W Covert     DEALER, PARTNER, UNDERWRITER, DEALER, BROKER show details and sources...
Thomas R Powers     MEMBER – Executive CommitteePAST, CHAIRMAN – Audit CommitteePAST, MEMBER – Executive CommitteePAST, CHAIRMAN – Audit Committee and the Investment Companies CommitteePAST show details and sources...
Vincent Raymond Ferrara     REPRESENTATIVE, INVESTMENT ADVISOR, REGISTERED PRINCIPAL, CERTIFIED FINANCIAL PLANNER, CERTIFIED FINANCIAL PLANNER show details and sources...
William Passo     SENIOR PARTNERPAST, PRINCIPALPAST, REGISTERED REPRESENTATIVE, GENERAL PARTNERPAST, REGISTERED REPRESENTATIVE, INVESTORPAST, COUNSELPAST show details and sources...
William R Timken     DIRECTOR – GovernorsPAST, PRIVATE INVESTOR, PRIVATE INVESTOR, TRUSTEE, CHAIRMAN – Board of Trustees, DIRECTORPAST show details and sources...
William Zachary     GeneralEmployment PAST To: 2005, ATTORNEY, ATTORNEY, other boards, EXECUTIVE show details and sources...