Dealers Inc - MarketVisual Knowledge Map

Relationships of Dealers Inc	Mutual Connections	Positions / Titles
Alex W Peters		MEMBER, SECURITY ANALYSTS, MEMBER – C F A Institute, SECURITY ANALYSTS – San Francisco show details and sources... OrganizationMembership (MEMBER) Executives (SECURITY ANALYSTS) OrganizationMembership (MEMBER) [C F A Institute] Executives (SECURITY ANALYSTS) [San Francisco]
Alice Kane		MEMBER – Board of Governors^PAST, GENERAL COUNSEL – for th, MEMBER – Board of Governors^PAST, DIRECTOR^PAST show details and sources... OrganizationMembership (MEMBER) [Board of Governors] [Past] Executives (GENERAL COUNSEL) [for th] Executives (MEMBER) [Board of Governors] [Past] BoardMembers (DIRECTOR) [Past] From: 9/16/2008
Anson McC Beard Jr		VICE CHAIRMAN^PAST, CHAIRMAN^PAST, DIRECTOR^PAST, VICE CHAIRMAN^PAST show details and sources... Board Member (VICE CHAIRMAN) [Past] Board Member (CHAIRMAN) [Past] From: 7/4/2012 Board Member (DIRECTOR) [Past] From: 1990 To: 1992 Board Member (VICE CHAIRMAN) [Past]
Anthony Benedict Petrelli		MEMBER – Corporate Finance Committee, CHAIRMAN – Business District Conduct Committee^PAST, MEMBER – Statutory Disqualifications Committee^PAST show details and sources... Executives (MEMBER) [Corporate Finance Committee] From: 1991 BusinessConnection From: 1991 GeneralEmployment From: 9/4/2007 Executives (CHAIRMAN) [Business District Conduct Committee] [Past] From: 1991 Executives (MEMBER) [Statutory Disqualifications Committee] [Past]
Brian Williamson		CHAIRMAN – Gerrard Group^PAST, DIRECTOR – Templeton Emerging Markets Investment Trust^PAST^PAST, GOVERNOR^PAST, DIRECTOR – Resolution^PAST, DIRECTOR – Climate Exchange^PAST show details and sources... BoardMembers (CHAIRMAN) [Gerrard Group] [Past] From: 1989 To: 1998 BoardMembers (DIRECTOR) [Templeton Emerging Markets Investment Trust] [Past] From: 2002 To: 2003 BusinessConnection [Past] From: 1995 To: 1998 Executives (GOVERNOR) [Past] From: 1995 To: 1998 BoardMembers (DIRECTOR) [Resolution] [Past] From: 2004 To: 2008 BoardMembers (DIRECTOR) [Climate Exchange] [Past] From: 2007
C Johnson		GeneralEmployment ^PAST From: 12/1/2007, CHAIRMAN, CHAIRMAN – U S Olympic Committee^PAST show details and sources... GeneralEmployment [Past] From: 12/1/2007 BusinessConnection BoardMembers (CHAIRMAN) BoardMembers (CHAIRMAN) [U S Olympic Committee] [Past] From: 1988
Chris Whitlock		REPRESENTATIVE, REPRESENTATIVE, AGENT – State Law License, MUNICIPAL SECURITIES PRINCIPAL – General Securities, MUNICIPAL SECURITIES PRINCIPAL show details and sources... Executives (REPRESENTATIVE) GeneralEmployment (REPRESENTATIVE) Executives (AGENT) [State Law License] Executives (MUNICIPAL SECURITIES PRINCIPAL) [General Securities] Executives (MUNICIPAL SECURITIES PRINCIPAL)
Clarence L James Jr		COMMISSIONER^PAST, CHAIRMAN – Copyright Royalty Tribunal^PAST, MANAGING PARTNER – James^PAST, DIRECTOR show details and sources... Executives (COMMISSIONER) [Past] From: 1977 To: 1981 Executives (CHAIRMAN) [Copyright Royalty Tribunal] [Past] From: 1977 To: 1981 Executives (MANAGING PARTNER) [James] [Past] From: 1971 To: 1977 BoardMembers (DIRECTOR) From: 2/1993
David A Fisher		BROKER, REGISTERED REPRESENTATIVE, MEMBER – American, REGISTERED REPRESENTATIVE, AGENT, AGENT show details and sources... Executives (BROKER) From: 11/30/2007 Executives (REGISTERED REPRESENTATIVE) From: 11/30/2007 Executives (MEMBER) [American] GeneralEmployment (REGISTERED REPRESENTATIVE) Executives (AGENT) BusinessConnection (AGENT)
David C Newmanmba		AGENT – for life insurance^PAST, INVESTMENT ADVISOR, ADMINISTRATOR^PAST, ACTUARY^PAST, REPRESENTATIVE^PAST show details and sources... Executives (AGENT) [for life insurance] [Past] From: 2001 Executives (INVESTMENT ADVISOR) From: 2001 Executives (ADMINISTRATOR) [Past] From: 2002 Executives (ACTUARY) [Past] From: 2002 Executives (REPRESENTATIVE) [Past] From: 2001 BusinessConnection From: 2001
David Gladstone		FOUNDER^PAST, FOUNDER^PAST, MEMBER – Listings and Hearings Committee^PAST, INVESTOR^PAST, MEMBER – Listings and Hearing Committee, INVESTOR^PAST, MANAGING MEMBER – Capital^PAST, MEMBER – Listings and Hearings Committee^PAST show details and sources... Business Connection (FOUNDER) [Past] From: 5/18/2010 Executives (FOUNDER) [Past] Executives (MEMBER) [Listings and Hearings Committee] [Past] Executives (INVESTOR) [Past] Executives (MEMBER) [Listings and Hearing Committee] BusinessConnection From: 2/27/2008 CompanyOwnership (INVESTOR) [Past] Executives (MANAGING MEMBER) [Capital] [Past] OrganizationMembership (MEMBER) [Listings and Hearings Committee] [Past]
Eric M Hender		REGISTERED PRINCIPAL, MEMBER – District Four Conduct Committee^PAST, MEMBER – National Association of Securities Dealers District Four Conduct Committee^PAST, PRINCIPAL, MEMBER – District Four Conduct Committee and the Securities Industry Associations Central States Committee^PAST, MEMBER – District Four Conduct Committee and the Securities Industry Associations Central States Committee^PAST show details and sources... Executives (REGISTERED PRINCIPAL) From: 12/8/2009 Executives (MEMBER) [District Four Conduct Committee] [Past] Executives (MEMBER) [National Association of Securities Dealers District Four Conduct Committee] [Past] From: 12/2/2007 Executives (PRINCIPAL) From: 12/2/2007 Executives (MEMBER) [District Four Conduct Committee and the Securities Industry Associations Central States Committee] [Past] OrganizationMembership (MEMBER) [District Four Conduct Committee and the Securities Industry Associations Central States Committee] [Past] GeneralEmployment From: 12/2/2007
Frank G Zarb		CHAIRMAN^PAST, CHIEF EXECUTIVE OFFICER^PAST, CHIEF EXECUTIVE OFFICER^PAST, CHAIRMAN^PAST, SENIOR ADVISER, CHAIRMAN^PAST, CHIEF EXECUTIVE OFFICER show details and sources... Executives (CHAIRMAN) [Past] From: 1997 To: 2001 Executives (CHIEF EXECUTIVE OFFICER) [Past] From: 2/1997 To: 10/2000 Executive (CHIEF EXECUTIVE OFFICER) [Past] From: 2/1997 To: 10/2000 Board Member (CHAIRMAN) [Past] From: 3/23/2012 To: 9/2001 Executives (SENIOR ADVISER) BoardMembers (CHAIRMAN) [Past] To: 9/2001 BusinessConnection GeneralEmployment (CHIEF EXECUTIVE OFFICER)
Frank J Formica		ATTORNEY – Office, DIRECTOR – NASD s Congressional and State Liaison Department^PAST, DIRECTOR, DIRECTOR – Corporate Finance Department^PAST, ADMINISTRATOR – Association, BROKER – Office^PAST, DEPUTY GENERAL COUNSEL^PAST, EXECUTIVE^PAST, DIRECTOR – NASDa s Congressional and State Liaison Department^PAST^PAST, VICE PRESIDENT^PAST, DEALER show details and sources... Executives (ATTORNEY) [Office] Executives (DIRECTOR) [NASD s Congressional and State Liaison Department] [Past] From: 1969 To: 1999 BoardMembers (DIRECTOR) Executives (DIRECTOR) [Corporate Finance Department] [Past] From: 1969 To: 1999 Executives (ADMINISTRATOR) [Association] Executives (BROKER) [Office] GeneralEmployment [Past] From: 1969 To: 1999 Executives (DEPUTY GENERAL COUNSEL) [Past] From: 1969 To: 1999 Executives (EXECUTIVE) [Past] From: 1999 Executives (DIRECTOR) [NASDa s Congressional and State Liaison Department] [Past] From: 1969 To: 1999 BusinessConnection [Past] From: 1969 To: 1999 Executives (VICE PRESIDENT) [Past] From: 1969 To: 1999 Executives (DEALER)
Franklin C Golden		CHAIRMAN^PAST, DIRECTOR – District 7 Business Conduct Committee^PAST, EXECUTIVE^PAST, CHAIRMAN – District 7 Business Conduct Committee^PAST show details and sources... Executives (CHAIRMAN) [Past] BoardMembers (DIRECTOR) [District 7 Business Conduct Committee] [Past] Executives (EXECUTIVE) [Past] BoardMembers (CHAIRMAN) [District 7 Business Conduct Committee] [Past]
H Furlong Baldwin		GOVERNOR, EXECUTIVE, CHAIRMAN, MEMBER – Financial Industry Regulatory Authority FINRA^PAST show details and sources... Executives (GOVERNOR) Executives (EXECUTIVE) Executives (CHAIRMAN) Executives (MEMBER) [Financial Industry Regulatory Authority FINRA] [Past] From: 1999 To: 2003 BusinessConnection
Hardwick Simmons		CHAIRMAN^PAST, CHAIRMAN^PAST, PRESIDENT^PAST, CHIEF EXECUTIVE OFFICER – public company^PAST, PRESIDENT – private client group^PAST, DIRECTOR^PAST, CHIEF EXECUTIVE OFFICER – broker dealer subsidiary^PAST show details and sources... Executives (CHAIRMAN) [Past] From: 4/11/2012 BoardMembers (CHAIRMAN) [Past] From: 1/25/2012 Executives (PRESIDENT) [Past] From: 1/25/2012 Executives (CHIEF EXECUTIVE OFFICER) [public company] [Past] From: 1/25/2012 Executives (PRESIDENT) [private client group] [Past] From: 1/25/2012 BoardMembers (DIRECTOR) [Past] From: 1/25/2012 Executives (CHIEF EXECUTIVE OFFICER) [broker dealer subsidiary] [Past] From: 1/25/2012
Howard Brenner		DIRECTOR^PAST, MEMBER – District 10 Committee, DIRECTOR – Governors^PAST, MEMBER – Board of Governors^PAST show details and sources... BoardMembers (DIRECTOR) [Past] From: 5/11/2006 Executives (MEMBER) [District 10 Committee] Executives (DIRECTOR) [Governors] [Past] Executives (MEMBER) [Board of Governors] [Past]
James C Gilstrap		DIRECTOR^PAST, PRESIDENT, MEMBER – Association, MEMBER – PGA West, DIRECTOR – Governors^PAST show details and sources... BoardMembers (DIRECTOR) [Past] From: 4/2/2008 Executives (PRESIDENT) Executives (MEMBER) [Association] Executives (MEMBER) [PGA West] Executives (DIRECTOR) [Governors] [Past] BusinessConnection From: 4/30/1998
James D Thorp		INVESTMENT ADVISOR, REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR, REGISTERED REPRESENTATIVE show details and sources... GeneralEmployment (INVESTMENT ADVISOR) Executives (REGISTERED REPRESENTATIVE) Executives (INVESTMENT ADVISOR) GeneralEmployment (REGISTERED REPRESENTATIVE)
James E Burton		CHAIRMAN – Audit Committee, MEMBER – Finance and Investment Committee, MEMBER – Advisory Board, CHAIRMAN – Audit Committee, DIRECTOR OF THE BOARD – Governors, MEMBER – Finance and Investment Committee show details and sources... BoardMembers (CHAIRMAN) [Audit Committee] From: 1/2005 OrganizationMembership (MEMBER) [Finance and Investment Committee] From: 1/2005 Executives (MEMBER) [Advisory Board] Executives (CHAIRMAN) [Audit Committee] From: 1/2005 BoardMembers (DIRECTOR OF THE BOARD) [Governors] BusinessConnection Executives (MEMBER) [Finance and Investment Committee] From: 1/2005
Jerry L Williams		VICE-CHAIRMAN – District Committee, VICE CHAIRMAN – District Committee, DIRECTOR OF THE BOARD, MEMBER, DIRECTOR, VICE CHAIRMAN – District Committee show details and sources... Executives (VICE-CHAIRMAN) [District Committee] Board Member (VICE CHAIRMAN) [District Committee] From: 4/25/2012 Board Member (DIRECTOR OF THE BOARD) From: 4/25/2012 BusinessConnection OrganizationMembership (MEMBER) From: 4/25/2012 BoardMembers (DIRECTOR) BoardMembers (VICE CHAIRMAN) [District Committee]
John D Kuhns		MEMBER, CHAIRMAN^PAST, INVESTMENT ADVISOR, DEALER, CHIEF EXECUTIVE OFFICER^PAST, BROKER, INVESTMENT ADVISOR show details and sources... OrganizationMembership (MEMBER) BoardMembers (CHAIRMAN) [Past] Executives (INVESTMENT ADVISOR) Executives (DEALER) From: 4/18/2012 Executives (CHIEF EXECUTIVE OFFICER) [Past] From: 4/1989 To: 2/1996 BusinessConnection Executives (BROKER) From: 4/18/2012 GeneralEmployment (INVESTMENT ADVISOR)
John G McDonald		VICE CHAIRMAN^PAST, VICE CHAIRMAN^PAST, VICE CHAIRMAN – Governors, VICE-CHAIRMAN^PAST, DIRECTOR – Governors^PAST, DIRECTOR^PAST, DIRECTOR OF THE BOARD^PAST show details and sources... BoardMembers (VICE CHAIRMAN) [Past] From: 3/23/2012 BoardMembers (VICE CHAIRMAN) [Past] Executives (VICE CHAIRMAN) [Governors] BusinessConnection From: 8/26/1996 Executives (VICE-CHAIRMAN) [Past] From: 1/1987 To: 1/1990 Executives (DIRECTOR) [Governors] [Past] From: 1/1987 To: 1/1990 BoardMembers (DIRECTOR) [Past] From: 1/1987 To: 1/1990 BoardMembers (DIRECTOR OF THE BOARD) [Past] From: 1/1987 To: 1/1990
John J Brennan		MEMBER – Investment Committee, MEMBER OF EXECUTIVE COMMITTEE, DIRECTOR, MEMBER – Finance Committee, MEMBER – Investment Committee, MEMBER – Finance Committee, MEMBER – Board of Governors, MEMBER – Management Compensation Committee, MEMBER OF EXECUTIVE COMMITTEE show details and sources... Executives (MEMBER) [Investment Committee] Executives (MEMBER OF EXECUTIVE COMMITTEE) BoardMembers (DIRECTOR) Executives (MEMBER) [Finance Committee] From: 12/1/2007 Organization Member (MEMBER) [Investment Committee] From: 5/3/2012 Organization Member (MEMBER) [Finance Committee] From: 5/3/2012 Organization Member (MEMBER) [Board of Governors] From: 5/3/2012 Organization Member (MEMBER) [Management Compensation Committee] From: 5/3/2012 Board Member (MEMBER OF EXECUTIVE COMMITTEE) From: 5/3/2012
John W Bachmann		BusinessConnection From: 2001, DIRECTOR^PAST, MEMBER – board, MEMBER – board, CHAIRMAN – District 4 show details and sources... BusinessConnection From: 2001 BoardMembers (DIRECTOR) [Past] From: 4/20/2007 Executives (MEMBER) [board] OrganizationMembership (MEMBER) [board] From: 2/15/2012 Executives (CHAIRMAN) [District 4]
John Washington Rogers Jr		DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST show details and sources... BoardMembers (DIRECTOR) [Past] From: 2/25/2012 BoardMembers (DIRECTOR) [Past] From: 3/25/2012 BoardMembers (DIRECTOR) [Past] BoardMembers (DIRECTOR) [Past] From: 3/22/2012 BoardMembers (DIRECTOR) [Past] From: 2/25/2012 BoardMembers (DIRECTOR) [Past] From: 3/23/2012 Board Member (DIRECTOR) [Past] From: 6/22/2012 Board Member (DIRECTOR) [Past] From: 6/20/2012 Board Member (DIRECTOR) [Past] From: 4/29/2012
Justin P Klein		MEMBER, CHAIR, SPEAKER, SPEAKER, CHAIRMAN show details and sources... OrganizationMembership (MEMBER) BoardMembers (CHAIR) Executives (SPEAKER) Business Connection (SPEAKER) BusinessConnection From: 2/26/2008 Executives (CHAIRMAN)
Kenneth M Duberstein		CHAIRMAN, DIRECTOR – Governors, CHIEF EXECUTIVE OFFICER, DIRECTOR show details and sources... Executives (CHAIRMAN) BusinessConnection Executives (DIRECTOR) [Governors] Executives (CHIEF EXECUTIVE OFFICER) BoardMembers (DIRECTOR)
Kent N Mastores		CHAIRMAN – Bay Area^PAST, CHAIRMAN – Bay Area^PAST, GENERAL COUNSEL – Group^PAST^PAST show details and sources... Executives (CHAIRMAN) [Bay Area] [Past] BoardMembers (CHAIRMAN) [Bay Area] [Past] Executives (GENERAL COUNSEL) [Group] [Past] From: 12/31/2008 GeneralEmployment [Past] From: 12/31/2008
Kimberly Lyn Adams		PRINCIPAL, REPRESENTATIVE, REPRESENTATIVE, REGISTERED REPRESENTATIVE, CONSULTANT, REGISTERED REPRESENTATIVE show details and sources... Executives (PRINCIPAL) Executives (REPRESENTATIVE) GeneralEmployment (REPRESENTATIVE) Executives (REGISTERED REPRESENTATIVE) BusinessConnection (CONSULTANT) GeneralEmployment (REGISTERED REPRESENTATIVE)
Mary Ann Dunda		PRINCIPAL, REGISTERED REPRESENTATIVE, ASSOCIATE MEMBER – Texas Association, EXECUTIVE – Association show details and sources... Executives (PRINCIPAL) Executives (REGISTERED REPRESENTATIVE) Executives (ASSOCIATE MEMBER) [Texas Association] Executives (EXECUTIVE) [Association]
Mary L Schapiro		DIRECTOR^PAST, CHAIRMAN, VICE CHAIRMAN^PAST show details and sources... Board Member (DIRECTOR) Business Connection [Past] From: 3/12/1999 BusinessConnection From: 7/2007 BoardMembers (CHAIRMAN) From: 1/2009 BoardMembers (VICE CHAIRMAN) [Past] From: 2002
Melinda G LeGaye		FINANCIAL AND OPERATIONS PRINCIPAL, AGENT – Law Examination, REPRESENTATIVE – Commodities, REPRESENTATIVE, PRINCIPAL – General Securities, REPRESENTATIVE – Commodities, PRINCIPAL – Direct Participation Program, AGENT – Law Examination, REPRESENTATIVE, MUNICIPAL SECURITIES PRINCIPAL – Direct Participation Program show details and sources... Executives (FINANCIAL AND OPERATIONS PRINCIPAL) Business Connection BusinessConnection (AGENT) [Law Examination] From: 2/29/2008 Executives (REPRESENTATIVE) [Commodities] GeneralEmployment (REPRESENTATIVE) Executives (PRINCIPAL) [General Securities] GeneralEmployment (REPRESENTATIVE) [Commodities] Executives (PRINCIPAL) [Direct Participation Program] Executives (AGENT) [Law Examination] Executives (REPRESENTATIVE) Executives (MUNICIPAL SECURITIES PRINCIPAL) [Direct Participation Program]
Michael S Segal		BROKER – Dealer registered^PAST^PAST, PRESIDENT^PAST, MEMBER^PAST show details and sources... Executives (BROKER) [Dealer registered] [Past] BusinessConnection [Past] Executives (PRESIDENT) [Past] OrganizationMembership (MEMBER) [Past] From: 10/23/2006 To: 2009
Michael W Brown		MEMBER – University, CHAIRMAN – Stock Market Board of Directors^PAST, MEMBER – University of Washington Business School Advisory Board, MEMBER – University of Washington Business School Advisory Board, GOVERNOR^PAST, GOVERNOR^PAST show details and sources... Executives (MEMBER) [University] Executives (CHAIRMAN) [Stock Market Board of Directors] [Past] From: 2/23/2012 Executives (MEMBER) [University of Washington Business School Advisory Board] From: 3/9/2012 GeneralEmployment From: 3/23/2012 OrganizationMembership (MEMBER) [University of Washington Business School Advisory Board] From: 3/23/2012 GeneralEmployment From: 7/2/2008 BusinessConnection Executives (GOVERNOR) [Past] Executives (GOVERNOR) [Past] From: 3/23/2012
Michele D Vaillancourt		UNDERWRITER, INVESTOR, GENERAL COUNSEL show details and sources... Executives (UNDERWRITER) BusinessConnection Executives (INVESTOR) Executives (GENERAL COUNSEL)
Neil J Hennessy		MEMBER – District 1 Business Conduct Committee^PAST, CHAIRMAN – District 1 Business Conduct Committee^PAST, CHAIRMAN – District 1 Business Conduct Committee^PAST, MEMBER – District 1 Business Conduct Committee^PAST show details and sources... OrganizationMembership (MEMBER) [District 1 Business Conduct Committee] [Past] From: 1987 To: 1990 GeneralEmployment Executives (CHAIRMAN) [District 1 Business Conduct Committee] [Past] From: 1/1993 To: 1/1995 BoardMembers (CHAIRMAN) [District 1 Business Conduct Committee] [Past] From: 1/1993 To: 1/1995 Executives (MEMBER) [District 1 Business Conduct Committee] [Past] From: 1987 To: 1990
Peter E Bancroft		BROKER, MEMBER – American and Maryland Bar Associations, MEMBER – American and Maryland Bar Associations show details and sources... Executives (BROKER) BusinessConnection OrganizationMembership (MEMBER) [American and Maryland Bar Associations] Executives (MEMBER) [American and Maryland Bar Associations]
Richard J Deagazio		LEADER^PAST, DIRECTOR^PAST, PRESIDENT – Real Estate Securities and Syndication Institute^PAST show details and sources... Executives (LEADER) GeneralEmployment [Past] BoardMembers (DIRECTOR) [Past] BusinessConnection Executives (PRESIDENT) [Real Estate Securities and Syndication Institute] [Past]
Robert F Hollister		CERTIFIED FINANCIAL PLANNER, CONTROLLER – Broker dealer^PAST, CHIEF FINANCIAL OFFICER – broker dealer^PAST show details and sources... Executives (CERTIFIED FINANCIAL PLANNER) Executives (CONTROLLER) [Broker dealer] [Past] From: 1985 To: 1992 BusinessConnection Executives (CHIEF FINANCIAL OFFICER) [broker dealer] [Past] From: 1985 To: 1992
Robert H Crutchfield		REGISTERED REPRESENTATIVE, PRINCIPAL, SENIOR VICE PRESIDENT – regional investment banking firm, REGISTERED REPRESENTATIVE show details and sources... GeneralEmployment (REGISTERED REPRESENTATIVE) Executives (PRINCIPAL) Executives (SENIOR VICE PRESIDENT) [regional investment banking firm] Executives (REGISTERED REPRESENTATIVE) BusinessConnection
Robert R Glauber		CHAIRMAN^PAST, PRESIDENT^PAST, CHIEF EXECUTIVE OFFICER^PAST^PAST, CHAIRMAN^PAST show details and sources... BoardMembers (CHAIRMAN) [Past] From: 9/2001 To: 9/2006 Executives (PRESIDENT) [Past] From: 11/2000 To: 9/2001 Executives (CHIEF EXECUTIVE OFFICER) [Past] From: 11/19/2009 GeneralEmployment [Past] From: 8/2006 Executives (CHAIRMAN) [Past] From: 9/2001 To: 9/2006 BusinessConnection
Sandra K Steffeney		AGENT, CO-OWNER – local financial planning practice^PAST, VICE PRESIDENT – broker dealer subsidiary^PAST, EXECUTIVE – local financial planning practice^PAST, INVESTMENT ADVISOR, SECURITIES REPRESENTATIVE, MEMBER, REPRESENTATIVE, DISTRICT MANAGER – insurance company subsidiary^PAST, PRINCIPAL show details and sources... Executives (AGENT) Executives (CO-OWNER) [local financial planning practice] [Past] Executives (VICE PRESIDENT) [broker dealer subsidiary] [Past] From: 6/20/2003 Executives (EXECUTIVE) [local financial planning practice] [Past] Executives (INVESTMENT ADVISOR) From: 6/20/2003 Executives (SECURITIES REPRESENTATIVE) OrganizationMembership (MEMBER) From: 4/19/2012 Executives (REPRESENTATIVE) Executives (DISTRICT MANAGER) [insurance company subsidiary] [Past] From: 3/9/2005 Executives (PRINCIPAL) From: 3/9/2005
Terry W Covert		DEALER, PARTNER, UNDERWRITER, DEALER, BROKER show details and sources... Executives (DEALER) From: 1998 Executives (PARTNER) Executives (UNDERWRITER) From: 1998 GeneralEmployment (DEALER) From: 1998 Executives (BROKER) From: 1998
Thomas R Powers		MEMBER – Executive Committee^PAST, CHAIRMAN – Audit Committee^PAST, MEMBER – Executive Committee^PAST, CHAIRMAN – Audit Committee and the Investment Companies Committee^PAST show details and sources... OrganizationMembership (MEMBER) [Executive Committee] [Past] BoardMembers (CHAIRMAN) [Audit Committee] [Past] GeneralEmployment BusinessConnection Executives (MEMBER) [Executive Committee] [Past] Executives (CHAIRMAN) [Audit Committee and the Investment Companies Committee] [Past]
Vincent Raymond Ferrara		REPRESENTATIVE, INVESTMENT ADVISOR, REGISTERED PRINCIPAL, CERTIFIED FINANCIAL PLANNER, CERTIFIED FINANCIAL PLANNER show details and sources... Executive (REPRESENTATIVE) From: 4/15/2012 Executive (INVESTMENT ADVISOR) From: 4/15/2012 Executives (REGISTERED PRINCIPAL) GeneralEmployment (CERTIFIED FINANCIAL PLANNER) Executives (CERTIFIED FINANCIAL PLANNER)
William Passo		SENIOR PARTNER^PAST, PRINCIPAL^PAST, REGISTERED REPRESENTATIVE, GENERAL PARTNER^PAST, REGISTERED REPRESENTATIVE, INVESTOR^PAST, COUNSEL^PAST show details and sources... Executives (SENIOR PARTNER) [Past] To: 1975 Executives (PRINCIPAL) [Past] Executives (REGISTERED REPRESENTATIVE) Executives (GENERAL PARTNER) [Past] BusinessConnection From: 12/1/2007 GeneralEmployment (REGISTERED REPRESENTATIVE) Executives (INVESTOR) [Past] Executives (COUNSEL) [Past]
William R Timken		DIRECTOR – Governors^PAST, PRIVATE INVESTOR, PRIVATE INVESTOR, TRUSTEE, CHAIRMAN – Board of Trustees, DIRECTOR^PAST show details and sources... Executives (DIRECTOR) [Governors] [Past] Executives (PRIVATE INVESTOR) From: 1999 GeneralEmployment (PRIVATE INVESTOR) From: 1999 BusinessConnection (TRUSTEE) From: 1981 Executives (CHAIRMAN) [Board of Trustees] From: 2001 BoardMembers (DIRECTOR) [Past]
William Zachary		GeneralEmployment ^PAST To: 2005, ATTORNEY, ATTORNEY, other boards, EXECUTIVE show details and sources... GeneralEmployment [Past] To: 2005 Executives (ATTORNEY) GeneralEmployment (ATTORNEY) BusinessConnection (other boards) Executives (EXECUTIVE)

Alex W Peters

MEMBER, SECURITY ANALYSTS, MEMBER – C F A Institute, SECURITY ANALYSTS – San Francisco show details and sources...

OrganizationMembership (MEMBER) [C F A Institute]

Executives (SECURITY ANALYSTS) [San Francisco]

Alice Kane

MEMBER – Board of Governors^PAST, GENERAL COUNSEL – for th, MEMBER – Board of Governors^PAST, DIRECTOR^PAST show details and sources...

OrganizationMembership (MEMBER) [Board of Governors] [Past]

Executives (GENERAL COUNSEL) [for th]

Executives (MEMBER) [Board of Governors] [Past]

BoardMembers (DIRECTOR) [Past] From: 9/16/2008

Anson McC Beard Jr

VICE CHAIRMAN^PAST, CHAIRMAN^PAST, DIRECTOR^PAST, VICE CHAIRMAN^PAST show details and sources...

Board Member (VICE CHAIRMAN) [Past]

Board Member (CHAIRMAN) [Past] From: 7/4/2012

Board Member (DIRECTOR) [Past] From: 1990 To: 1992

Board Member (VICE CHAIRMAN) [Past]

Anthony Benedict Petrelli

MEMBER – Corporate Finance Committee, CHAIRMAN – Business District Conduct Committee^PAST, MEMBER – Statutory Disqualifications Committee^PAST show details and sources...

Executives (MEMBER) [Corporate Finance Committee] From: 1991

BusinessConnection From: 1991

GeneralEmployment From: 9/4/2007

Executives (CHAIRMAN) [Business District Conduct Committee] [Past] From: 1991

Executives (MEMBER) [Statutory Disqualifications Committee] [Past]

Brian Williamson

CHAIRMAN – Gerrard Group^PAST, DIRECTOR – Templeton Emerging Markets Investment Trust^PAST^PAST, GOVERNOR^PAST, DIRECTOR – Resolution^PAST, DIRECTOR – Climate Exchange^PAST show details and sources...

BoardMembers (CHAIRMAN) [Gerrard Group] [Past] From: 1989 To: 1998

BoardMembers (DIRECTOR) [Templeton Emerging Markets Investment Trust] [Past] From: 2002 To: 2003

BusinessConnection [Past] From: 1995 To: 1998

Executives (GOVERNOR) [Past] From: 1995 To: 1998

BoardMembers (DIRECTOR) [Resolution] [Past] From: 2004 To: 2008

BoardMembers (DIRECTOR) [Climate Exchange] [Past] From: 2007

C Johnson

GeneralEmployment ^PAST From: 12/1/2007, CHAIRMAN, CHAIRMAN – U S Olympic Committee^PAST show details and sources...

GeneralEmployment [Past] From: 12/1/2007

BusinessConnection

BoardMembers (CHAIRMAN)

BoardMembers (CHAIRMAN) [U S Olympic Committee] [Past] From: 1988

Chris Whitlock

REPRESENTATIVE, REPRESENTATIVE, AGENT – State Law License, MUNICIPAL SECURITIES PRINCIPAL – General Securities, MUNICIPAL SECURITIES PRINCIPAL show details and sources...

Executives (REPRESENTATIVE)

GeneralEmployment (REPRESENTATIVE)

Executives (AGENT) [State Law License]

Executives (MUNICIPAL SECURITIES PRINCIPAL) [General Securities]

Executives (MUNICIPAL SECURITIES PRINCIPAL)

Clarence L James Jr

COMMISSIONER^PAST, CHAIRMAN – Copyright Royalty Tribunal^PAST, MANAGING PARTNER – James^PAST, DIRECTOR show details and sources...

Executives (COMMISSIONER) [Past] From: 1977 To: 1981

Executives (CHAIRMAN) [Copyright Royalty Tribunal] [Past] From: 1977 To: 1981

Executives (MANAGING PARTNER) [James] [Past] From: 1971 To: 1977

BoardMembers (DIRECTOR) From: 2/1993

David A Fisher

BROKER, REGISTERED REPRESENTATIVE, MEMBER – American, REGISTERED REPRESENTATIVE, AGENT, AGENT show details and sources...

Executives (BROKER) From: 11/30/2007

Executives (REGISTERED REPRESENTATIVE) From: 11/30/2007

Executives (MEMBER) [American]

GeneralEmployment (REGISTERED REPRESENTATIVE)

Executives (AGENT)

BusinessConnection (AGENT)

David C Newmanmba

AGENT – for life insurance^PAST, INVESTMENT ADVISOR, ADMINISTRATOR^PAST, ACTUARY^PAST, REPRESENTATIVE^PAST show details and sources...

Executives (AGENT) [for life insurance] [Past] From: 2001

Executives (INVESTMENT ADVISOR) From: 2001

Executives (ADMINISTRATOR) [Past] From: 2002

Executives (ACTUARY) [Past] From: 2002

Executives (REPRESENTATIVE) [Past] From: 2001

BusinessConnection From: 2001

David Gladstone

FOUNDER^PAST, FOUNDER^PAST, MEMBER – Listings and Hearings Committee^PAST, INVESTOR^PAST, MEMBER – Listings and Hearing Committee, INVESTOR^PAST, MANAGING MEMBER – Capital^PAST, MEMBER – Listings and Hearings Committee^PAST show details and sources...

Business Connection (FOUNDER) [Past] From: 5/18/2010

Executives (FOUNDER) [Past]

Executives (MEMBER) [Listings and Hearings Committee] [Past]

Executives (INVESTOR) [Past]

Executives (MEMBER) [Listings and Hearing Committee]

BusinessConnection From: 2/27/2008

CompanyOwnership (INVESTOR) [Past]

Executives (MANAGING MEMBER) [Capital] [Past]

OrganizationMembership (MEMBER) [Listings and Hearings Committee] [Past]

Eric M Hender

REGISTERED PRINCIPAL, MEMBER – District Four Conduct Committee^PAST, MEMBER – National Association of Securities Dealers District Four Conduct Committee^PAST, PRINCIPAL, MEMBER – District Four Conduct Committee and the Securities Industry Associations Central States Committee^PAST, MEMBER – District Four Conduct Committee and the Securities Industry Associations Central States Committee^PAST show details and sources...

Executives (REGISTERED PRINCIPAL) From: 12/8/2009

Executives (MEMBER) [District Four Conduct Committee] [Past]

Executives (MEMBER) [National Association of Securities Dealers District Four Conduct Committee] [Past] From: 12/2/2007

Executives (PRINCIPAL) From: 12/2/2007

Executives (MEMBER) [District Four Conduct Committee and the Securities Industry Associations Central States Committee] [Past]

OrganizationMembership (MEMBER) [District Four Conduct Committee and the Securities Industry Associations Central States Committee] [Past]

GeneralEmployment From: 12/2/2007

Frank G Zarb

CHAIRMAN^PAST, CHIEF EXECUTIVE OFFICER^PAST, CHIEF EXECUTIVE OFFICER^PAST, CHAIRMAN^PAST, SENIOR ADVISER, CHAIRMAN^PAST, CHIEF EXECUTIVE OFFICER show details and sources...

Executives (CHAIRMAN) [Past] From: 1997 To: 2001

Executives (CHIEF EXECUTIVE OFFICER) [Past] From: 2/1997 To: 10/2000

Executive (CHIEF EXECUTIVE OFFICER) [Past] From: 2/1997 To: 10/2000

Board Member (CHAIRMAN) [Past] From: 3/23/2012 To: 9/2001

Executives (SENIOR ADVISER)

BoardMembers (CHAIRMAN) [Past] To: 9/2001

BusinessConnection

GeneralEmployment (CHIEF EXECUTIVE OFFICER)

Frank J Formica

ATTORNEY – Office, DIRECTOR – NASD s Congressional and State Liaison Department^PAST, DIRECTOR, DIRECTOR – Corporate Finance Department^PAST, ADMINISTRATOR – Association, BROKER – Office^PAST, DEPUTY GENERAL COUNSEL^PAST, EXECUTIVE^PAST, DIRECTOR – NASDa s Congressional and State Liaison Department^PAST^PAST, VICE PRESIDENT^PAST, DEALER show details and sources...

Executives (ATTORNEY) [Office]

Executives (DIRECTOR) [NASD s Congressional and State Liaison Department] [Past] From: 1969 To: 1999

BoardMembers (DIRECTOR)

Executives (DIRECTOR) [Corporate Finance Department] [Past] From: 1969 To: 1999

Executives (ADMINISTRATOR) [Association]

Executives (BROKER) [Office]

GeneralEmployment [Past] From: 1969 To: 1999

Executives (DEPUTY GENERAL COUNSEL) [Past] From: 1969 To: 1999

Executives (EXECUTIVE) [Past] From: 1999

Executives (DIRECTOR) [NASDa s Congressional and State Liaison Department] [Past] From: 1969 To: 1999

BusinessConnection [Past] From: 1969 To: 1999

Executives (VICE PRESIDENT) [Past] From: 1969 To: 1999

Executives (DEALER)

Franklin C Golden

CHAIRMAN^PAST, DIRECTOR – District 7 Business Conduct Committee^PAST, EXECUTIVE^PAST, CHAIRMAN – District 7 Business Conduct Committee^PAST show details and sources...

Executives (CHAIRMAN) [Past]

BoardMembers (DIRECTOR) [District 7 Business Conduct Committee] [Past]

Executives (EXECUTIVE) [Past]

BoardMembers (CHAIRMAN) [District 7 Business Conduct Committee] [Past]

H Furlong Baldwin

GOVERNOR, EXECUTIVE, CHAIRMAN, MEMBER – Financial Industry Regulatory Authority FINRA^PAST show details and sources...

Executives (GOVERNOR)

Executives (EXECUTIVE)

Executives (CHAIRMAN)

Executives (MEMBER) [Financial Industry Regulatory Authority FINRA] [Past] From: 1999 To: 2003

BusinessConnection

Hardwick Simmons

CHAIRMAN^PAST, CHAIRMAN^PAST, PRESIDENT^PAST, CHIEF EXECUTIVE OFFICER – public company^PAST, PRESIDENT – private client group^PAST, DIRECTOR^PAST, CHIEF EXECUTIVE OFFICER – broker dealer subsidiary^PAST show details and sources...

Executives (CHAIRMAN) [Past] From: 4/11/2012

BoardMembers (CHAIRMAN) [Past] From: 1/25/2012

Executives (PRESIDENT) [Past] From: 1/25/2012

Executives (CHIEF EXECUTIVE OFFICER) [public company] [Past] From: 1/25/2012

Executives (PRESIDENT) [private client group] [Past] From: 1/25/2012

BoardMembers (DIRECTOR) [Past] From: 1/25/2012

Executives (CHIEF EXECUTIVE OFFICER) [broker dealer subsidiary] [Past] From: 1/25/2012

Howard Brenner

DIRECTOR^PAST, MEMBER – District 10 Committee, DIRECTOR – Governors^PAST, MEMBER – Board of Governors^PAST show details and sources...

BoardMembers (DIRECTOR) [Past] From: 5/11/2006

Executives (MEMBER) [District 10 Committee]

Executives (DIRECTOR) [Governors] [Past]

Executives (MEMBER) [Board of Governors] [Past]

James C Gilstrap

DIRECTOR^PAST, PRESIDENT, MEMBER – Association, MEMBER – PGA West, DIRECTOR – Governors^PAST show details and sources...

BoardMembers (DIRECTOR) [Past] From: 4/2/2008

Executives (PRESIDENT)

Executives (MEMBER) [Association]

Executives (MEMBER) [PGA West]

Executives (DIRECTOR) [Governors] [Past]

BusinessConnection From: 4/30/1998

James D Thorp

INVESTMENT ADVISOR, REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR, REGISTERED REPRESENTATIVE show details and sources...

GeneralEmployment (INVESTMENT ADVISOR)

Executives (REGISTERED REPRESENTATIVE)

Executives (INVESTMENT ADVISOR)

GeneralEmployment (REGISTERED REPRESENTATIVE)

James E Burton

CHAIRMAN – Audit Committee, MEMBER – Finance and Investment Committee, MEMBER – Advisory Board, CHAIRMAN – Audit Committee, DIRECTOR OF THE BOARD – Governors, MEMBER – Finance and Investment Committee show details and sources...

BoardMembers (CHAIRMAN) [Audit Committee] From: 1/2005

OrganizationMembership (MEMBER) [Finance and Investment Committee] From: 1/2005

Executives (MEMBER) [Advisory Board]

Executives (CHAIRMAN) [Audit Committee] From: 1/2005

BoardMembers (DIRECTOR OF THE BOARD) [Governors]

BusinessConnection

Executives (MEMBER) [Finance and Investment Committee] From: 1/2005

Jerry L Williams

VICE-CHAIRMAN – District Committee, VICE CHAIRMAN – District Committee, DIRECTOR OF THE BOARD, MEMBER, DIRECTOR, VICE CHAIRMAN – District Committee show details and sources...

Executives (VICE-CHAIRMAN) [District Committee]

Board Member (VICE CHAIRMAN) [District Committee] From: 4/25/2012

Board Member (DIRECTOR OF THE BOARD) From: 4/25/2012

BusinessConnection

OrganizationMembership (MEMBER) From: 4/25/2012

BoardMembers (DIRECTOR)

BoardMembers (VICE CHAIRMAN) [District Committee]

John D Kuhns

MEMBER, CHAIRMAN^PAST, INVESTMENT ADVISOR, DEALER, CHIEF EXECUTIVE OFFICER^PAST, BROKER, INVESTMENT ADVISOR show details and sources...

OrganizationMembership (MEMBER)

BoardMembers (CHAIRMAN) [Past]

Executives (INVESTMENT ADVISOR)

Executives (DEALER) From: 4/18/2012

Executives (CHIEF EXECUTIVE OFFICER) [Past] From: 4/1989 To: 2/1996

BusinessConnection

Executives (BROKER) From: 4/18/2012

GeneralEmployment (INVESTMENT ADVISOR)

John G McDonald

VICE CHAIRMAN^PAST, VICE CHAIRMAN^PAST, VICE CHAIRMAN – Governors, VICE-CHAIRMAN^PAST, DIRECTOR – Governors^PAST, DIRECTOR^PAST, DIRECTOR OF THE BOARD^PAST show details and sources...

BoardMembers (VICE CHAIRMAN) [Past] From: 3/23/2012

BoardMembers (VICE CHAIRMAN) [Past]

Executives (VICE CHAIRMAN) [Governors]

BusinessConnection From: 8/26/1996

Executives (VICE-CHAIRMAN) [Past] From: 1/1987 To: 1/1990

Executives (DIRECTOR) [Governors] [Past] From: 1/1987 To: 1/1990

BoardMembers (DIRECTOR) [Past] From: 1/1987 To: 1/1990

BoardMembers (DIRECTOR OF THE BOARD) [Past] From: 1/1987 To: 1/1990

John J Brennan

MEMBER – Investment Committee, MEMBER OF EXECUTIVE COMMITTEE, DIRECTOR, MEMBER – Finance Committee, MEMBER – Investment Committee, MEMBER – Finance Committee, MEMBER – Board of Governors, MEMBER – Management Compensation Committee, MEMBER OF EXECUTIVE COMMITTEE show details and sources...

Executives (MEMBER) [Investment Committee]

Executives (MEMBER OF EXECUTIVE COMMITTEE)

BoardMembers (DIRECTOR)

Executives (MEMBER) [Finance Committee] From: 12/1/2007

Organization Member (MEMBER) [Investment Committee] From: 5/3/2012

Organization Member (MEMBER) [Finance Committee] From: 5/3/2012

Organization Member (MEMBER) [Board of Governors] From: 5/3/2012

Organization Member (MEMBER) [Management Compensation Committee] From: 5/3/2012

Board Member (MEMBER OF EXECUTIVE COMMITTEE) From: 5/3/2012

John W Bachmann

BusinessConnection From: 2001, DIRECTOR^PAST, MEMBER – board, MEMBER – board, CHAIRMAN – District 4 show details and sources...

BusinessConnection From: 2001

BoardMembers (DIRECTOR) [Past] From: 4/20/2007

Executives (MEMBER) [board]

OrganizationMembership (MEMBER) [board] From: 2/15/2012

Executives (CHAIRMAN) [District 4]

John Washington Rogers Jr

DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST, DIRECTOR^PAST show details and sources...

BoardMembers (DIRECTOR) [Past] From: 2/25/2012

BoardMembers (DIRECTOR) [Past] From: 3/25/2012

BoardMembers (DIRECTOR) [Past]

BoardMembers (DIRECTOR) [Past] From: 3/22/2012

BoardMembers (DIRECTOR) [Past] From: 2/25/2012

BoardMembers (DIRECTOR) [Past] From: 3/23/2012

Board Member (DIRECTOR) [Past] From: 6/22/2012

Board Member (DIRECTOR) [Past] From: 6/20/2012

Board Member (DIRECTOR) [Past] From: 4/29/2012

Justin P Klein

MEMBER, CHAIR, SPEAKER, SPEAKER, CHAIRMAN show details and sources...

OrganizationMembership (MEMBER)

BoardMembers (CHAIR)

Executives (SPEAKER)

Business Connection (SPEAKER)

BusinessConnection From: 2/26/2008

Executives (CHAIRMAN)

Kenneth M Duberstein

CHAIRMAN, DIRECTOR – Governors, CHIEF EXECUTIVE OFFICER, DIRECTOR show details and sources...

Executives (CHAIRMAN)

BusinessConnection

Executives (DIRECTOR) [Governors]

Executives (CHIEF EXECUTIVE OFFICER)

BoardMembers (DIRECTOR)

Kent N Mastores

CHAIRMAN – Bay Area^PAST, CHAIRMAN – Bay Area^PAST, GENERAL COUNSEL – Group^PAST^PAST show details and sources...

Executives (CHAIRMAN) [Bay Area] [Past]

BoardMembers (CHAIRMAN) [Bay Area] [Past]

Executives (GENERAL COUNSEL) [Group] [Past] From: 12/31/2008

GeneralEmployment [Past] From: 12/31/2008

Kimberly Lyn Adams

PRINCIPAL, REPRESENTATIVE, REPRESENTATIVE, REGISTERED REPRESENTATIVE, CONSULTANT, REGISTERED REPRESENTATIVE show details and sources...

Executives (PRINCIPAL)

Executives (REPRESENTATIVE)

GeneralEmployment (REPRESENTATIVE)

Executives (REGISTERED REPRESENTATIVE)

BusinessConnection (CONSULTANT)

GeneralEmployment (REGISTERED REPRESENTATIVE)

Mary Ann Dunda

PRINCIPAL, REGISTERED REPRESENTATIVE, ASSOCIATE MEMBER – Texas Association, EXECUTIVE – Association show details and sources...

Executives (PRINCIPAL)

Executives (REGISTERED REPRESENTATIVE)

Executives (ASSOCIATE MEMBER) [Texas Association]

Executives (EXECUTIVE) [Association]

Mary L Schapiro

DIRECTOR^PAST, CHAIRMAN, VICE CHAIRMAN^PAST show details and sources...

Board Member (DIRECTOR)

Business Connection [Past] From: 3/12/1999

BusinessConnection From: 7/2007

BoardMembers (CHAIRMAN) From: 1/2009

BoardMembers (VICE CHAIRMAN) [Past] From: 2002

Melinda G LeGaye

FINANCIAL AND OPERATIONS PRINCIPAL, AGENT – Law Examination, REPRESENTATIVE – Commodities, REPRESENTATIVE, PRINCIPAL – General Securities, REPRESENTATIVE – Commodities, PRINCIPAL – Direct Participation Program, AGENT – Law Examination, REPRESENTATIVE, MUNICIPAL SECURITIES PRINCIPAL – Direct Participation Program show details and sources...

Executives (FINANCIAL AND OPERATIONS PRINCIPAL)

Business Connection

BusinessConnection (AGENT) [Law Examination] From: 2/29/2008

Executives (REPRESENTATIVE) [Commodities]

GeneralEmployment (REPRESENTATIVE)

Executives (PRINCIPAL) [General Securities]

GeneralEmployment (REPRESENTATIVE) [Commodities]

Executives (PRINCIPAL) [Direct Participation Program]

Executives (AGENT) [Law Examination]

Executives (REPRESENTATIVE)

Executives (MUNICIPAL SECURITIES PRINCIPAL) [Direct Participation Program]

Michael S Segal

BROKER – Dealer registered^PAST^PAST, PRESIDENT^PAST, MEMBER^PAST show details and sources...

Executives (BROKER) [Dealer registered] [Past]

BusinessConnection [Past]

Executives (PRESIDENT) [Past]

OrganizationMembership (MEMBER) [Past] From: 10/23/2006 To: 2009

Michael W Brown

MEMBER – University, CHAIRMAN – Stock Market Board of Directors^PAST, MEMBER – University of Washington Business School Advisory Board, MEMBER – University of Washington Business School Advisory Board, GOVERNOR^PAST, GOVERNOR^PAST show details and sources...

Executives (MEMBER) [University]

Executives (CHAIRMAN) [Stock Market Board of Directors] [Past] From: 2/23/2012

Executives (MEMBER) [University of Washington Business School Advisory Board] From: 3/9/2012

GeneralEmployment From: 3/23/2012

OrganizationMembership (MEMBER) [University of Washington Business School Advisory Board] From: 3/23/2012

GeneralEmployment From: 7/2/2008

BusinessConnection

Executives (GOVERNOR) [Past]

Executives (GOVERNOR) [Past] From: 3/23/2012

Michele D Vaillancourt

UNDERWRITER, INVESTOR, GENERAL COUNSEL show details and sources...

Executives (UNDERWRITER)

BusinessConnection

Executives (INVESTOR)

Executives (GENERAL COUNSEL)

Neil J Hennessy

MEMBER – District 1 Business Conduct Committee^PAST, CHAIRMAN – District 1 Business Conduct Committee^PAST, CHAIRMAN – District 1 Business Conduct Committee^PAST, MEMBER – District 1 Business Conduct Committee^PAST show details and sources...

OrganizationMembership (MEMBER) [District 1 Business Conduct Committee] [Past] From: 1987 To: 1990

GeneralEmployment

Executives (CHAIRMAN) [District 1 Business Conduct Committee] [Past] From: 1/1993 To: 1/1995

BoardMembers (CHAIRMAN) [District 1 Business Conduct Committee] [Past] From: 1/1993 To: 1/1995

Executives (MEMBER) [District 1 Business Conduct Committee] [Past] From: 1987 To: 1990

Peter E Bancroft

BROKER, MEMBER – American and Maryland Bar Associations, MEMBER – American and Maryland Bar Associations show details and sources...

Executives (BROKER)

BusinessConnection

OrganizationMembership (MEMBER) [American and Maryland Bar Associations]

Executives (MEMBER) [American and Maryland Bar Associations]

Richard J Deagazio

LEADER^PAST, DIRECTOR^PAST, PRESIDENT – Real Estate Securities and Syndication Institute^PAST show details and sources...

Executives (LEADER)

GeneralEmployment [Past]

BoardMembers (DIRECTOR) [Past]

BusinessConnection

Executives (PRESIDENT) [Real Estate Securities and Syndication Institute] [Past]

Robert F Hollister

CERTIFIED FINANCIAL PLANNER, CONTROLLER – Broker dealer^PAST, CHIEF FINANCIAL OFFICER – broker dealer^PAST show details and sources...

Executives (CERTIFIED FINANCIAL PLANNER)

Executives (CONTROLLER) [Broker dealer] [Past] From: 1985 To: 1992

BusinessConnection

Executives (CHIEF FINANCIAL OFFICER) [broker dealer] [Past] From: 1985 To: 1992

Robert H Crutchfield

REGISTERED REPRESENTATIVE, PRINCIPAL, SENIOR VICE PRESIDENT – regional investment banking firm, REGISTERED REPRESENTATIVE show details and sources...

GeneralEmployment (REGISTERED REPRESENTATIVE)

Executives (PRINCIPAL)

Executives (SENIOR VICE PRESIDENT) [regional investment banking firm]

Executives (REGISTERED REPRESENTATIVE)

BusinessConnection

Robert R Glauber

CHAIRMAN^PAST, PRESIDENT^PAST, CHIEF EXECUTIVE OFFICER^PAST^PAST, CHAIRMAN^PAST show details and sources...

BoardMembers (CHAIRMAN) [Past] From: 9/2001 To: 9/2006

Executives (PRESIDENT) [Past] From: 11/2000 To: 9/2001

Executives (CHIEF EXECUTIVE OFFICER) [Past] From: 11/19/2009

GeneralEmployment [Past] From: 8/2006

Executives (CHAIRMAN) [Past] From: 9/2001 To: 9/2006

BusinessConnection

Sandra K Steffeney

AGENT, CO-OWNER – local financial planning practice^PAST, VICE PRESIDENT – broker dealer subsidiary^PAST, EXECUTIVE – local financial planning practice^PAST, INVESTMENT ADVISOR, SECURITIES REPRESENTATIVE, MEMBER, REPRESENTATIVE, DISTRICT MANAGER – insurance company subsidiary^PAST, PRINCIPAL show details and sources...

Executives (AGENT)

Executives (CO-OWNER) [local financial planning practice] [Past]

Executives (VICE PRESIDENT) [broker dealer subsidiary] [Past] From: 6/20/2003

Executives (EXECUTIVE) [local financial planning practice] [Past]

Executives (INVESTMENT ADVISOR) From: 6/20/2003

Executives (SECURITIES REPRESENTATIVE)

OrganizationMembership (MEMBER) From: 4/19/2012

Executives (REPRESENTATIVE)

Executives (DISTRICT MANAGER) [insurance company subsidiary] [Past] From: 3/9/2005

Executives (PRINCIPAL) From: 3/9/2005

Terry W Covert

DEALER, PARTNER, UNDERWRITER, DEALER, BROKER show details and sources...

Executives (DEALER) From: 1998

Executives (PARTNER)

Executives (UNDERWRITER) From: 1998

GeneralEmployment (DEALER) From: 1998

Executives (BROKER) From: 1998

Thomas R Powers

MEMBER – Executive Committee^PAST, CHAIRMAN – Audit Committee^PAST, MEMBER – Executive Committee^PAST, CHAIRMAN – Audit Committee and the Investment Companies Committee^PAST show details and sources...

OrganizationMembership (MEMBER) [Executive Committee] [Past]

BoardMembers (CHAIRMAN) [Audit Committee] [Past]

GeneralEmployment

BusinessConnection

Executives (MEMBER) [Executive Committee] [Past]

Executives (CHAIRMAN) [Audit Committee and the Investment Companies Committee] [Past]

Vincent Raymond Ferrara

REPRESENTATIVE, INVESTMENT ADVISOR, REGISTERED PRINCIPAL, CERTIFIED FINANCIAL PLANNER, CERTIFIED FINANCIAL PLANNER show details and sources...

Executive (REPRESENTATIVE) From: 4/15/2012

Executive (INVESTMENT ADVISOR) From: 4/15/2012

Executives (REGISTERED PRINCIPAL)

GeneralEmployment (CERTIFIED FINANCIAL PLANNER)

Executives (CERTIFIED FINANCIAL PLANNER)

William Passo

SENIOR PARTNER^PAST, PRINCIPAL^PAST, REGISTERED REPRESENTATIVE, GENERAL PARTNER^PAST, REGISTERED REPRESENTATIVE, INVESTOR^PAST, COUNSEL^PAST show details and sources...

Executives (SENIOR PARTNER) [Past] To: 1975

Executives (PRINCIPAL) [Past]

Executives (REGISTERED REPRESENTATIVE)

Executives (GENERAL PARTNER) [Past]

BusinessConnection From: 12/1/2007

GeneralEmployment (REGISTERED REPRESENTATIVE)

Executives (INVESTOR) [Past]

Executives (COUNSEL) [Past]

William R Timken

DIRECTOR – Governors^PAST, PRIVATE INVESTOR, PRIVATE INVESTOR, TRUSTEE, CHAIRMAN – Board of Trustees, DIRECTOR^PAST show details and sources...

Executives (DIRECTOR) [Governors] [Past]

Executives (PRIVATE INVESTOR) From: 1999