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Alan S Bernikow
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Beneficial Ownership of Securities, INDEPENDENT DIRECTORPAST, INDEPENDENT DIRECTOR, INDEPENDENT DIRECTOR, MEMBER Audit Committee, DIRECTORPAST, INDEPENDENT DIRECTOR, EXECUTIVE show details and sources... |
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Andrew Dakos
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PRESIDENT, INVESTOR, INVESTMENT ADVISOR, DIRECTOR – closed end fund, ADVISER, PRINCIPAL, CHIEF COMPLIANCE OFFICER, OFFICER, DIRECTOR, PORTFOLIO MANAGER show details and sources... |
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Anthony Di Iorio
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CHAIRMANPAST, CHAIRMAN – GroupPAST, EXECUTIVE VICE PRESIDENTPAST, CHIEF EXECUTIVE OFFICERPAST, EXECUTIVE VICE PRESIDENT – GroupPAST, CHIEF EXECUTIVE OFFICER – GroupPAST show details and sources... |
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Ashford D Wood
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FIRST VICE PRESIDENT, INVESTMENT BANKERPAST, SALES MANAGER – for Northern California, ANALYST, FINANCIAL ADVISOR, REGIONAL ADMINISTRATOR – for the Northwest Region show details and sources... |
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B James Ford
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FINANCIAL ANALYSTPAST, ANALYSTPAST, FINANCIAL ANALYSTPAST, MEMBERPAST, DIRECTOR – Cequel Communications, MEMBERPAST show details and sources... |
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Brent D Williams
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GeneralEmployment From: 3/16/2007, DIRECTOR – Merchant Banking DivisionPAST, DIRECTOR – Investment Banking DivisionPAST, DIRECTOR – Merchant Banking DivisionPAST, DIRECTOR – Investment Banking DivisionPAST show details and sources... |
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BRIAN M. BAREFOOT
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CHIEF EXECUTIVE OFFICERPAST, SENIOR EXECUTIVEPAST, PRESIDENTPAST, DIRECTOR – Investment BankingPAST, DIRECTORPAST, DIRECTOR OF THE BOARDPAST, EXECUTIVE VICE PRESIDENTPAST, DIRECTOR – Investment BankingPAST show details and sources... |
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Bruce J Rubin
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GeneralEmployment, SENIOR VICE PRESIDENT – Real Estate Investment Banking, PRESIDENT – subsidiaryPASTPAST, PRESIDENT – Properties, PRESIDENTPAST, CHIEF EXECUTIVE OFFICER – PropertiesPAST show details and sources... |
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Charles C Walden
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DIRECTOR – mutual, Beneficial Ownership of Securities, CHIEF INVESTMENT OFFICER, DIRECTOR, INDEPENDENT DIRECTOR, Independent Director Chairman of Audit Committee and Member of Nominating & Corporate Governance Committee show details and sources... |
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Chris Andersen
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DIRECTOR – G P StrategiesPAST, DIRECTOR – G P StrategiesPAST, HEAD – International BankingPAST, HEAD – international investment bankingPAST, VICE-CHAIRMANPAST show details and sources... |
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Donald E Nickelson
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BusinessConnection, PASTAFFILIATE – predecessor firmPAST, PRESIDENT – GroupPAST, DIRECTOR – GroupPAST, CHAIRMAN – GroupPAST, CHAIRMAN – GroupPAST, PRESIDENTPAST, PRESIDENT – retiredPAST, AFFILIATEPAST show details and sources... |
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Donald Paul Spencer
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PORTFOLIO MANAGERPAST, ASSOCIATE – AttorneyPAST, SENIOR VICE PRESIDENTPAST, Atalanta Sosnoff Capital Corporation ManagerPAST, FIRST VICE PRESIDENT – legal department, ASSOCIATE GENERAL COUNSEL – legal department, GENERAL COUNSELPAST, FIRST VICE PRESIDENT – mutual fund, ASSOCIATE GENERAL COUNSEL – legal department, ASSOCIATE GENERAL COUNSEL – mutual fundPAST, ASSOCIATE ATTORNEYPAST, ASSOCIATE GENERAL COUNSEL – mutual fund show details and sources... |
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Elise T Wang
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VICE PRESIDENT – Investment Banking DivisionPAST, VICE PRESIDENT, ANALYSTPAST, MANAGING DIRECTORPAST show details and sources... |
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Eric Sanders
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MANAGER, 10% Owner, ASSISTANT SECRETARY, ASSISTANT SECRETARY – 20 investment, ASSISTANT SECRETARY, VICE PRESIDENTPAST show details and sources... |
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Frederick V Malek
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BusinessConnection, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTORPAST, DIRECTOR – mutual show details and sources... |
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Gary A Friedle
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RESEARCH ANALYST – sub advisory programsPAST, LIAISON – unit investment trust salesPAST, ANALYST, SENIOR INVESTMENT MANAGER, DIVISIONAL VICE PRESIDENT – sub advisory programsPAST, DIVISIONAL VICE PRESIDENT, FINANCIAL ADVISOR, RESEARCH ANALYST – covering multiple stylesPAST, SENIOR INVESTMENT MANAGER – covering multiple stylesPAST, SENIOR INVESTMENT MANAGER, SENIOR INVESTMENT MANAGER – sub advisory programsPAST, MANAGER – sub advisory programs, LIAISONPAST, DIVISIONAL VICE PRESIDENT – covering multiple stylesPAST show details and sources... |
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Gary Goodrich
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DIRECTOR – Utah Technology Council, DIRECTOR – Utah Technology Council, MEMBER – Board of Trustees Information Technology Association, NATIONAL DIRECTORPAST, NATIONAL DIRECTORPAST, DIVISIONAL VICE PRESIDENTPAST show details and sources... |
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George W Siguler
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MANAGING DIRECTORPAST, CHIEF INVESTMENT OFFICERPAST, MANAGING DIRECTOR – Private Equity GroupPAST, INVESTORPAST, PRESIDENT – Associated CapitalPAST, HEAD – Private Equity GroupPAST show details and sources... |
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Gerald Hellerman
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CHIEF FINANCIAL OFFICER, DIRECTOR – Director Old Mutual registered hedge fund complex, CHIEF FINANCIAL OFFICER – Director Old Mutual registered hedge fund complex, DIRECTOR, Beneficial Ownership of Securities, CHIEF COMPLIANCE OFFICER – Director Old Mutual registered hedge fund complex, INDEPENDENT DIRECTOR, DIRECTOR – Director Old Mutual registered hedge fund complex, CHIEF COMPLIANCE OFFICER show details and sources... |
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James M Chadwick
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INDEPENDENT DIRECTOR, Non Interested Director, Non Interested Director Member of Audit Committee and Member of Nominating & Corporate Governance Committee, DIRECTOR, DIRECTOR – three other public, Beneficial Ownership of Securities show details and sources... |
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James R Boris
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DIRECTOR OF THE BOARDPAST, EXECUTIVE VICE PRESIDENTPAST, DIRECTORPAST, DIRECTOR OF THE BOARDPAST, EXECUTIVE VICE PRESIDENTPAST, EXECUTIVE VICE PRESIDENTPAST show details and sources... |
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Jerome T Fadden
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CHIEF FINANCIAL OFFICER – GroupPAST, DIRECTOR – Strategic DevelopmentPAST, CHIEF FINANCIAL OFFICER – Equus RePAST, EXECUTIVE VICE PRESIDENTPAST, CHIEF FINANCIAL OFFICERPAST show details and sources... |
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John F Lehman
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INVESTMENT BANKERPAST, INVESTMENT BANKERPAST, INVESTMENT BANKERPASTPAST, MANAGING DIRECTOR – Investment Banking DivisionPASTPAST show details and sources... |
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John W Hyland
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MANAGING DIRECTORPAST, VICE CHAIRMANPAST, MANAGING DIRECTORPAST, DIRECTOR – Summit Communications, VICE-CHAIRMANPAST, DIRECTOR – Summit Communications show details and sources... |
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Joseph A Varnas
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MANAGER – ProductPAST, DIRECTORPAST, MANAGER – Product & Technology DevelopmentPAST, PRESIDENTPAST, VICE PRESIDENTPAST, ADMINISTRATOR show details and sources... |
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Joseph E Laird Jr
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SENIOR SECURITIES ANALYSTPAST, CHAIRMAN – Compensation CommitteePAST, INVESTMENT STRATEGISTPAST, CHIEF EXECUTIVE OFFICER – investment banking company, INVESTMENT STRATEGIST – Mitchell HutchinsPAST, Director of the Board – CHAIRMAN CHAIRMAN Compensation Committee, DIRECTOR – CHAIRMAN Compensation Committee, SALESMANPAST show details and sources... |
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Joseph Steuert
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BusinessConnection From: 12/1/2007, MANAGING DIRECTORPAST, DIRECTOR OF THE BOARDPAST, MANAGING DIRECTORPAST, DIRECTORPAST show details and sources... |
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Keith A Weller
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ASSISTANT SECRETARY – 31 investment, AFFILIATE, ASSISTANT SECRETARY – 31 investment, ASSISTANT SECRETARY, ASSISTANT SECRETARY, INVESTMENT ADVISOR, VICE PRESIDENT show details and sources... |
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Lee Fensterstock
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DIRECTORPAST, PRINCIPAL FINANCIAL OFFICERPAST, EXECUTIVE VICE PRESIDENT – FinancePAST, EXECUTIVE VICE PRESIDENT – Capital MarketsPAST, EXECUTIVE VICE PRESIDENT – FinancePAST, DIRECTORPAST, EXECUTIVE VICE PRESIDENTPAST, DIRECTOR – MEMBER Executive CommitteePAST, BROKERPAST, DEALERPAST, PRINCIPAL FINANCIAL OFFICERPAST, EXECUTIVE VICE PRESIDENT – Capital MarketsPAST show details and sources... |
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Margo N Alexander
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RESEARCH ANALYST, DIRECTOR – Research, MEMBER – Executive CommitteePAST, DIRECTOR – Institutional Equity, DIRECTOR – Research, SENIOR EXECUTIVEPAST, EXECUTIVE, CO-DIRECTOR – Institutional Equity, MEMBER Executive CommitteePAST, DIRECTORPAST, ANALYST show details and sources... |
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Mark B Sutton
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DIRECTOR – Private Client GroupPAST, DIRECTORPAST, DIVISION MANAGERPAST, HEAD – US Private Client GroupPASTPAST, CHIEF EXECUTIVE OFFICERPAST, PRESIDENTPAST, CHIEF OPERATING OFFICERPAST, DIVISION MANAGER – Austin TexasPAST show details and sources... |
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Mark F Vassallo
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TRUSTEE, CHAIRMAN – pension committeePAST, MANAGING DIRECTORPAST, DIRECTOR – CHAIRMAN Pension Committee, CHAIRMAN, ASSOCIATE – Venture Capital Group, CHAIRMAN – pension committeePAST, CHIEF EXECUTIVE OFFICER – Don MarronPAST, DIRECTOR – MEMBER Investment Committee, SENIOR VICE PRESIDENTPAST, DIRECTOR – Sales and MarketingPASTPAST show details and sources... |
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Mary C Farrell
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Senior Investment Strategist, INVESTMENT STRATEGIST, INVESTMENT ADVISOR – affiliates, DIRECTORPAST, MANAGING DIRECTOR show details and sources... |
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Michael D Madden
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DIRECTORPAST, MEMBERPAST, EXECUTIVE COMMITTEE MEMBERPAST, VICE-CHAIRMANPAST, VICE CHAIRMAN – Director of the BoardPAST, DIRECTOR – MEMBER Executive CommitteePAST show details and sources... |
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Michael Schweitzer
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BusinessConnection From: 7/8/2008, CHIEF OPERATING OFFICER – Products and Services North America, CHIEF OPERATING OFFICER, DIRECTOR, DEPUTY HEAD – Products and Services, CO-HEAD – private wealth services, CHIEF OPERATING OFFICER – Products and Services show details and sources... |
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Michael W Rogers
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VICE PRESIDENT – Investment Banking DivisionPAST, VICE PRESIDENT – Investment BankingPAST, VICE PRESIDENTPASTPAST, CHAIRMAN show details and sources... |
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Nancy Osborn
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VICE PRESIDENTPAST, Beneficial Ownership of Securities, ASSISTANT SECRETARY, ASSISTANT TREASURER, ASSISTANT SECRETARY, ASSISTANT TREASURERPAST show details and sources... |
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Oscar Junquera
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BusinessConnection PAST From: 1980 To: 6/2007, PASTMANAGING DIRECTOR, GROUP HEAD – Financial InstitutionsPAST, MEMBER – Investment Banking Executive CommitteePAST, MEMBER – Investment Banking Executive Committee, GROUP HEAD – Financial InstitutionsPAST show details and sources... |
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Phillip Goldstein
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INVESTOR, GENERAL PARTNER, DIRECTOR, ADVISER, CHAIRMAN, PRINCIPAL, PORTFOLIO MANAGER, SECRETARY, INVESTMENT ADVISOR, GENERAL PARTNER, SC 13 Ownership show details and sources... |
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Reinaldo M Diaz
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Business Connection PAST From: 3/3/2008, MEMBER – Healthcare Investment Banking GroupPAST, CO-FOUNDER, PRESIDENTPAST, MANAGING DIRECTOR, CO-FOUNDER show details and sources... |
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Richard R Burt
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INDEPENDENT DIRECTOR, CHAIRMAN – Nominating, INDEPENDENT DIRECTORPAST, INDEPENDENT DIRECTOR, INTERNATIONAL DIRECTOR – Barbour Griffith and Rogers, INDEPENDENT DIRECTOR, INDEPENDENT DIRECTOR – Chairman of Nominating show details and sources... |
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Robert H Silver
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DIRECTOR – Finance and Controls, DIRECTOR – Operations Service and Systems, EXECUTIVE VICE PRESIDENT, DIRECTOR – Private Client Group, DIRECTOR – Operations Service and Systems, DIRECTOR – Operations and TechnologyPAST, DIRECTOR – Private Client Group Branch Offices, DIRECTOR – Retail Products and Marketing show details and sources... |
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Robert Herman Benmosche
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EXECUTIVE VICE-PRESIDENTPAST, DIRECTOR – company s Board of DirectorsPAST, EXECUTIVE VICE PRESIDENTPAST, EXECUTIVE VICE PRESIDENTPAST, DIRECTOR, DIRECTORPASTPAST show details and sources... |
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Robert W Pangia
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BusinessConnection PAST From: 1987 To: 1996, CHAIRMANPAST, DIRECTORPAST, DIRECTOR – Investment BankingPAST, MEMBER – Debt Commitment Committee, DIRECTOR – CHAIRMAN Equity Commitment CommitteePAST, EXECUTIVE VICE PRESIDENTPAST, MEMBERPAST, DIRECTOR – MEMBER Debt Commitment CommitteePAST, CHAIRMAN – Equity Commitment Committee, CHAIRMAN – Executive, MEMBER – ExecutivePAST, DIRECTOR – MEMBER Executive and Operating CommitteesPAST, MEMBER – Executive and Operating Committees, CHAIRMAN – equity commitment committeePASTPAST show details and sources... |
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Samuel A A Plum
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BusinessConnection, PARTNERPAST, MANAGING DIRECTOR – predecessor firmPAST, MANAGING DIRECTORPAST, PARTNER – predecessor firmPASTPAST show details and sources... |
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Sebastien Bazin
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VICE PRESIDENT – mergersPAST, DIRECTOR – Hottinguer Rivaud FinancesPAST, DIRECTOR – Hottinguer Rivaud Finances a FrenchPAST, VICE-CHAIRMAN – mergersPAST, VICE PRESIDENTPAST, DIRECTORPAST, VICE PRESIDENTPAST, DIRECTOR – Hottinguer Rivaud FinancesPAST, DIRECTOR – Hottinguer Rivaud FinancesPAST show details and sources... |
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Stephen H Hamrick
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SENIOR VICE PRESIDENT – Management CouncilPAST, MEMBERPAST, MEMBER – Management CouncilPAST, MEMBER – Management CouncilPAST, SENIOR VICE PRESIDENTPAST show details and sources... |
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Thomas Naratil
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DIRECTOR – Taxable Fixed IncomePAST, ASSISTANTPAST, DIRECTOR – Taxable Fixed IncomePAST, DIRECTOR – Transactions Products GroupPAST, ASSISTANTPAST, DIRECTOR – Transactions Products GroupPAST show details and sources... |
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Thomas S T Gimbel
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MANAGING DIRECTOR – Investment BankingPASTPAST, SENIOR VICE PRESIDENTPAST, BROKER, MANAGING DIRECTOR – Investment BankingPAST, BROKER – New YorkPAST show details and sources... |
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William P Nicoletti
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HEAD – Energy BankingPAST, MANAGING DIRECTORPAST, SENIOR OFFICERPAST, HEAD – Energy Investment BankingPAST, HEAD – Energy and Natural Resources GroupPAST show details and sources... |
