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James S Riepe
James S Riepe
Company Affiliations
Company
# of Roles
PRICE T ROWE GROUP Inc
60
University of Pennsylvania
21
Genworth Financial Inc
18
Investment Company Institute
12
T Rowe Price Mid Cap Value Fund
9
Price Legacy Corp
8
Nasdaq Omx Group Inc
8
LPL Financial
7
Financial Services Fund Inc
7
T Rowe Price U S Bond Index Fund Inc
5
Equitable Resources Inc
5
T Rowe Price Blue Chip Growth Fund
5
Balanced Fund Inc
4
T Rowe Price Capital Opportunity Fund Inc
4
T Rowe Price Extended Equity Market Index Fund
4
GAM USA Inc
4
LPL
4
UTI Ventures
4
Baltimore Museum of Art
4
mid Cap
3
New Age Media Fund
3
NASD Regulation Inc
3
Trustees of the University of Pennsylvania
3
Growth Fund
3
Baltimore Museum
3
Dealers Inc
3
Growth Stock Fund Inc
3
Aventis
2
Governors
2
Vanguard PLC
2
T Rowe Price Capital Appreciation Fund Inc
2
General Re
2
Investment Services Ltd
2
OM
1
Penn Medicine
1
FINRA
1
Uti
1
UTI Asset Management Company (P) Ltd
1
Asset Management Co Ltd
1
Gilman School
1
Mutual Fund
1
T Rowe Price New Horizons Fund
1
NASDAQ Stock Market LLC
1
Income Fund Inc
1
Current Affiliations
Board Member
DIRECTOR at
OM
From: 5-2003
DIRECTOR at
Aventis
From: 1-1982
DIRECTOR at
Price Legacy Corp
From: 1-1981
CHAIRMAN at
T Rowe Price Extended Equity Market Index Fund
CHAIRMAN at
GAM USA Inc
From: 3-2012
DIRECTOR at
GAM USA Inc
From: 3-2012
CHAIRMAN at
GAM USA Inc
CHAIRMAN at
Investment Company Institute
CHAIRMAN at
PRICE T ROWE GROUP Inc
Services
DIRECTOR OF THE BOARD at
UTI Ventures
DIRECTOR at
Genworth Financial Inc
From: 3-2006
INDEPENDENT DIRECTOR at
Genworth Financial Inc
From: 3-2006
CHAIRMAN at
Investment Company Institute
From: 3-2012
DIRECTOR at
PRICE T ROWE GROUP Inc
Services
DIRECTOR at
Uti
DIRECTOR at
UTI Asset Management Company (P) Ltd
From: 3-2012
DIRECTOR at
Investment Company Institute
From: 3-2012
DIRECTOR at
UTI Ventures
OMX Group
CHAIRMAN at
PRICE T ROWE GROUP Inc
Global From: 5-2012
DIRECTOR at
PRICE T ROWE GROUP Inc
Global From: 5-2012
CHAIRMAN at
Investment Company Institute
From: 5-2012
DIRECTOR at
Investment Company Institute
From: 5-2012
INDEPENDENT DIRECTOR at
Nasdaq Omx Group Inc
From: 1-2003
DIRECTOR at
Nasdaq Omx Group Inc
From: 5-2003
DIRECTOR at
LPL
From: 3-2012
INDEPENDENT DIRECTOR at
LPL
From: 1-2008
MEMBER OF EXECUTIVE COMMITTEE at
T Rowe Price Extended Equity Market Index Fund
CHAIRMAN at
Price Legacy Corp
VICE-CHAIRMAN at
Price Legacy Corp
From: 1-1997
DIRECTOR at
Asset Management Co Ltd
INDEPENDENT DIRECTOR at
LPL Financial
From: 1-2008
DIRECTOR at
LPL Financial
From: 2-2008
DIRECTOR at
Genworth Financial Inc
OMX Group
LEAD DIRECTOR at
Genworth Financial Inc
From: 1-2009
DIRECTOR at
NASD Regulation Inc
DIRECTOR at
Investment Services Ltd
From: 5-2012
CHAIRMAN at
Investment Services Ltd
From: 5-2012
DIRECTOR at
Equitable Resources Inc
OMX Group
CHAIRMAN at
Genworth Financial Inc
Management Development & Compensation Committee
LEAD DIRECTOR at
Genworth Financial Inc
From: 2-2009
INDEPENDENT DIRECTOR at
Genworth Financial Inc
From: 3-2006
LEAD INDEPENDENT DIRECTOR at
Genworth Financial Inc
From: 1-2009
DIRECTOR at
Investment Company Institute
DIRECTOR at
Nasdaq Omx Group Inc
From: 3-2012
DIRECTOR at
LPL
DIRECTOR at
GAM USA Inc
DIRECTOR at
UTI Ventures
From: 5-2012
Executive
MANAGING DIRECTOR at
Price Legacy Corp
From: 1-1989
PRESIDENT at
Price Legacy Corp
DIRECTOR at
NASD Regulation Inc
governors
DIRECTOR at
Equitable Resources Inc
OMX Group
DIRECTOR at
Equitable Resources Inc
Society
Affiliated with
Investment Company Institute
From: 8-2009
EXECUTIVE at
T Rowe Price Capital Appreciation Fund Inc
From: 1-1986
MANAGER at
PRICE T ROWE GROUP Inc
From: 1-1984
INDEPENDENT DIRECTOR at
Genworth Financial Inc
Chairman of Management Development From: 1-2006
EXECUTIVE at
Nasdaq Omx Group Inc
From: 5-2003
EXECUTIVE at
T Rowe Price Extended Equity Market Index Fund
VICE PRESIDENT at
Price Legacy Corp
From: 1-1981
DIRECTOR at
Price Legacy Corp
Investment Services Division From: 1-1981
EXECUTIVE at
T Rowe Price Mid Cap Value Fund
EXECUTIVE at
New Age Media Fund
From: 1-1993
CHAIRMAN at
University of Pennsylvania
DIRECTOR at
Dealers Inc
governors
DIRECTOR at
Genworth Financial Inc
OMX Group
INDEPENDENT DIRECTOR at
Genworth Financial Inc
From: 1-2006
DIRECTOR at
UTI Ventures
OMX Group
CHAIRMAN at
PRICE T ROWE GROUP Inc
University
Business Connection
Affiliated with
LPL Financial
SENIOR ADVISOR at
LPL Financial
TRUSTEE at
Trustees of the University of Pennsylvania
From: 8-2010
Affiliated with
LPL
Non-Industry Director at
Nasdaq Omx Group Inc
From: 1-2003
Affiliated with
PRICE T ROWE GROUP Inc
TRUSTEE at
Baltimore Museum of Art
From: 6-2008
Affiliated with
Genworth Financial Inc
From: 3-2012
Non-Industry Director at
Nasdaq Omx Group Inc
From: 5-2003
Affiliated with
T Rowe Price Extended Equity Market Index Fund
From: 8-2009
Affiliated with
NASD Regulation Inc
TRUSTEE at
Price Legacy Corp
Affiliated with
T Rowe Price Mid Cap Value Fund
Affiliated with
Aventis
From: 7-2008
Affiliated with
Dealers Inc
TRUSTEE at
Gilman School
From: 12-2007
Affiliated with
Baltimore Museum
From: 12-2006
SENIOR ADVISOR at
PRICE T ROWE GROUP Inc
From: 3-2012
Affiliated with
Mutual Fund
Affiliated with
University of Pennsylvania
From: 12-2006
Affiliated with
NASDAQ Stock Market LLC
From: 7-2009
Affiliated with
Genworth Financial Inc
From: 3-2009
MEMBER Management Development and Compensation and Audit Committees at
Genworth Financial Inc
From: 3-2009
General Employment
INDEPENDENT DIRECTOR at
Genworth Financial Inc
MANAGING DIRECTOR at
PRICE T ROWE GROUP Inc
From: 1-1989
Non-Corporate Leadership
CHAIRMAN at
University of Pennsylvania
Board of Trustees From: 4-2007
CHAIRMAN at
Penn Medicine
Board of Trustees
CHAIRMAN at
Trustees of the University of Pennsylvania
From: 3-2012
CHAIRMAN at
University of Pennsylvania
Trustees
EXECUTIVE at
University of Pennsylvania
PRESIDENT at
University of Pennsylvania
Board of Trustees
CHAIRMAN at
University of Pennsylvania
T Rowe Price Program
DIRECTOR at
Baltimore Museum
CHAIRMAN at
Trustees of the University of Pennsylvania
From: 12-2007
Organization Member
MEMBER at
Genworth Financial Inc
Audit Committee
Ownership
Beneficial Ownership of Securities at
PRICE T ROWE GROUP Inc
Beneficial Ownership of Securities at
Nasdaq Omx Group Inc
Beneficial Ownership of Securities at
LPL Financial
Beneficial Ownership of Securities at
Genworth Financial Inc
Past Affiliations
Board Member
DIRECTOR at
LPL Financial
From: 2-2008 (Past)
CHAIRMAN at
Governors
(Past)
DIRECTOR at
New Age Media Fund
From: 1-1993 (Past)
CHAIRMAN at
T Rowe Price Mid Cap Value Fund
(Past)
DIRECTOR at
T Rowe Price Mid Cap Value Fund
From: 1-1993 (Past)
DIRECTOR at
T Rowe Price U S Bond Index Fund Inc
From: 1-2000 (Past)
CHAIRMAN at
Growth Fund
(Past)
DIRECTOR at
FINRA
(Past)
CHAIRMAN at
Investment Company Institute
governors (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
fund complex (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
MEMBER Management Committee (Past)
VICE CHAIRMAN at
PRICE T ROWE GROUP Inc
fund complex From: 3-2012 (Past)
DIRECTOR at
Financial Services Fund Inc
From: 1-1996 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
From: 3-2012 (Past)
VICE-CHAIRMAN at
PRICE T ROWE GROUP Inc
From: 12-2007 (Past)
CHAIRMAN at
Investment Company Institute
Governors From: 3-2012 (Past)
CHAIRMAN at
Investment Company Institute
Governors From: 5-2012 (Past)
DIRECTOR at
General Re
From: 2-1998 (Past)
CHAIRMAN at
T Rowe Price U S Bond Index Fund Inc
From: 1-2000 (Past)
MEMBER OF EXECUTIVE COMMITTEE at
T Rowe Price Mid Cap Value Fund
From: 1-1992 (Past)
DIRECTOR at
Governors
(Past)
VICE-CHAIRMAN at
Balanced Fund Inc
(Past)
CHAIRMAN at
Balanced Fund Inc
(Past)
CHAIRMAN at
mid Cap
(Past)
DIRECTOR at
Dealers Inc
(Past)
CHAIRMAN at
Growth Stock Fund Inc
(Past)
DIRECTOR at
Growth Stock Fund Inc
From: 1-1982 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
fund complex From: 3-2012 (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
Investment Services Division From: 1-1981 To: 12-2005 (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
From: 3-2012 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
From: 6-2008 To: 4-2006 (Past)
CHAIRMAN at
Financial Services Fund Inc
(Past)
DIRECTOR at
General Re
From: 2-1998 (Past)
DIRECTOR at
T Rowe Price New Horizons Fund
(Past)
CHAIRMAN at
T Rowe Price Capital Opportunity Fund Inc
From: 1-1994 (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
Investment Services Division From: 1-1981 To: 12-2005 (Past)
DIRECTOR at
Equitable Resources Inc
(Past)
VICE CHAIRMAN at
PRICE T ROWE GROUP Inc
fund complex (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
From: 12-2007 (Past)
VICE CHAIRMAN at
PRICE T ROWE GROUP Inc
From: 4-1997 To: 12-2005 (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
New Horizons Fund From: 3-2012 (Past)
DIRECTOR at
T Rowe Price Blue Chip Growth Fund
From: 1-1993 (Past)
CHAIRMAN at
T Rowe Price Blue Chip Growth Fund
From: 1-1993 (Past)
Executive
PRINCIPAL EXECUTIVE OFFICER at
T Rowe Price Mid Cap Value Fund
From: 1-1992 (Past)
VICE PRESIDENT at
T Rowe Price Mid Cap Value Fund
From: 1-1993 (Past)
CHIEF EXECUTIVE OFFICER at
T Rowe Price Capital Opportunity Fund Inc
From: 1-1994 (Past)
TRUST OFFICER at
T Rowe Price Capital Opportunity Fund Inc
From: 1-1994 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
Global Asset (Past)
EXECUTIVE VICE PRESIDENT at
Vanguard PLC
(Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
Global Asset (Past)
PRESIDENT at
PRICE T ROWE GROUP Inc
(Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
Program From: 4-2007 (Past)
DIRECTOR at
Equitable Resources Inc
governors (Past)
CHAIRMAN at
Investment Company Institute
governors From: 4-2007 (Past)
PRESIDENT at
PRICE T ROWE GROUP Inc
From: 3-2012 (Past)
DIRECTOR at
Investment Company Institute
Financial Industry Regulatory Authority From: 4-2010 (Past)
EXECUTIVE VICE PRESIDENT at
PRICE T ROWE GROUP Inc
Vanguard Group From: 12-2008 (Past)
PRINCIPAL EXECUTIVE OFFICER at
PRICE T ROWE GROUP Inc
GNMA Fund (Past)
TRUST OFFICER at
PRICE T ROWE GROUP Inc
(Past)
SENIOR EXECUTIVE at
PRICE T ROWE GROUP Inc
(Past)
CHIEF EXECUTIVE OFFICER at
Growth Fund
(Past)
PRINCIPAL EXECUTIVE OFFICER at
T Rowe Price U S Bond Index Fund Inc
From: 1-2000 (Past)
CHIEF EXECUTIVE OFFICER at
T Rowe Price Mid Cap Value Fund
From: 1-1996 (Past)
PRINCIPAL EXECUTIVE OFFICER at
New Age Media Fund
From: 1-1993 (Past)
CHIEF EXECUTIVE OFFICER at
Balanced Fund Inc
(Past)
CHIEF EXECUTIVE OFFICER at
mid Cap
(Past)
PRINCIPAL EXECUTIVE OFFICER at
Growth Stock Fund Inc
(Past)
VICE PRESIDENT at
Financial Services Fund Inc
From: 5-2012 (Past)
EXECUTIVE VICE PRESIDENT at
Vanguard PLC
From: 3-2012 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
fund complex (Past)
TRUST OFFICER at
PRICE T ROWE GROUP Inc
From: 3-2012 (Past)
VICE PRESIDENT at
T Rowe Price Blue Chip Growth Fund
From: 1-1993 (Past)
VICE PRESIDENT at
PRICE T ROWE GROUP Inc
From: 1-1981 To: 12-2005 (Past)
CHIEF EXECUTIVE OFFICER at
PRICE T ROWE GROUP Inc
fund complex (Past)
CHIEF EXECUTIVE OFFICER at
PRICE T ROWE GROUP Inc
fund complex From: 3-2012 (Past)
CHIEF EXECUTIVE OFFICER at
PRICE T ROWE GROUP Inc
From: 1-1991 (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
Retirement Plan Services (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
marketing (Past)
VICE PRESIDENT at
Financial Services Fund Inc
From: 3-2012 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
Mid Cap Growth Fund (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
Services (Past)
PRINCIPAL EXECUTIVE OFFICER at
PRICE T ROWE GROUP Inc
From: 1-1991 (Past)
PRINCIPAL EXECUTIVE OFFICER at
T Rowe Price Blue Chip Growth Fund
From: 1-1993 (Past)
VICE PRESIDENT at
T Rowe Price U S Bond Index Fund Inc
From: 1-2000 (Past)
CHIEF EXECUTIVE OFFICER at
Financial Services Fund Inc
(Past)
MANAGING DIRECTOR at
PRICE T ROWE GROUP Inc
From: 1-1989 (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
Investment Services Division From: 1-1981 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
Services (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
Health Sciences Fund From: 1-1995 (Past)
CHAIRMAN at
PRICE T ROWE GROUP Inc
Retirement Plan Services (Past)
VICE PRESIDENT at
Financial Services Fund Inc
(Past)
CHIEF EXECUTIVE OFFICER at
PRICE T ROWE GROUP Inc
Mid Cap Growth Fund (Past)
MANAGING DIRECTOR at
PRICE T ROWE GROUP Inc
(Past)
EXECUTIVE at
PRICE T ROWE GROUP Inc
From: 1-1997 (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
registered investment From: 4-2010 (Past)
CHIEF EXECUTIVE OFFICER at
T Rowe Price Capital Appreciation Fund Inc
From: 1-1986 (Past)
CHAIRMAN at
Genworth Financial Inc
Management Development From: 1-2006 (Past)
VICE-CHAIRMAN at
PRICE T ROWE GROUP Inc
fund complex (Past)
PRINCIPAL EXECUTIVE OFFICER at
Income Fund Inc
(Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
marketing (Past)
DIRECTOR at
PRICE T ROWE GROUP Inc
fund complex (Past)
VICE PRESIDENT at
PRICE T ROWE GROUP Inc
From: 12-2005 (Past)
PRESIDENT at
T Rowe Price Capital Opportunity Fund Inc
From: 1-1994 (Past)
Business Connection
T Rowe Price Associates Inc Manager at
Financial Services Fund Inc
From: 11-2009 (Past)
T Rowe Price Associates Inc Manager at
PRICE T ROWE GROUP Inc
From: 3-2012 (Past)
General Employment
Affiliated with
mid Cap
From: 1-1992 (Past)
Affiliated with
Balanced Fund Inc
From: 1-1991 (Past)
MANAGER at
T Rowe Price Mid Cap Value Fund
From: 1-1993 (Past)
MANAGER at
T Rowe Price Blue Chip Growth Fund
From: 1-1993 (Past)
MANAGER at
T Rowe Price U S Bond Index Fund Inc
From: 1-2000 (Past)
Affiliated with
LPL Financial
(Past)
MANAGER at
PRICE T ROWE GROUP Inc
From: 1-1984 (Past)
Affiliated with
PRICE T ROWE GROUP Inc
From: 1-1984 (Past)
Affiliated with
Nasdaq Omx Group Inc
(Past)
Affiliated with
Growth Fund
From: 1-1992 (Past)
Non-Corporate Leadership
PRESIDENT at
Baltimore Museum
(Past)
PRESIDENT at
Baltimore Museum of Art
From: 5-2012 (Past)
PRESIDENT at
Baltimore Museum of Art
From: 3-2012 (Past)
PRESIDENT at
Baltimore Museum of Art
(Past)
Education
B S at
University of Pennsylvania
From: 3-2012 (Past)
B S at
University of Pennsylvania
(Past)
B S at
University of Pennsylvania
From: 5-2012 (Past)
M B A at
University of Pennsylvania
From: 5-2012 (Past)
Doctor of Laws at
University of Pennsylvania
From: 5-2012 (Past)
MBA at
University of Pennsylvania
(Past)
Doctorate at
University of Pennsylvania
(Past)
M B A at
University of Pennsylvania
From: 3-2012 (Past)
Doctor of Laws at
University of Pennsylvania
From: 3-2012 (Past)
Master s Degree at
University of Pennsylvania
(Past)
BS at
University of Pennsylvania
(Past)
M B A at
University of Pennsylvania
(Past)
Doctor of Laws at
University of Pennsylvania
(Past)
Bachelor s Degree at
University of Pennsylvania
(Past)